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SEQUOIA FINANCIAL GROUP LTD Major Shareholding Notification 2014

Jul 30, 2014

65767_rns_2014-07-30_13aaf577-2ab2-460d-9b68-f0e4065ab8d8.pdf

Major Shareholding Notification

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Form 603
Section 671B Corporations Act 2001
Notice of initial substantial holder
To Company Name/Scherne MDS Financial Ltd$C$ roun
ACN/ARSN O91744 884
The holder became a substantial holder on2. Details of voting powerThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had arelevant interest (3) in on the date the substantial holder became a substantial holder are as follows: 11, 7, 14
Class of securities (4) Number of securities Person's votes (5) Voling power (6)
Strives - Ord. 55 720 841 55 720 841 6247
3. Details of relevant interestsThe nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial nolder became a substantialholder are as follows:Holder of relevant interest Nature of relevant interest (7) Class and number of securities.
Michael Humphreyp Direct 40,000,000 ORD
4. Details of present registered holdersThe persons registered as holders of the securities referred to in paragraph 3 adove are as follows).
Holder of relevant Reaistered holder of Person entitled to be: Class and member.
Holder of relevantinterest Registered holder ofsecurities Person entitled to beregistered as holder (8) Class and numberof securities
HumphreysTicho el ihvok

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the cay that the substantial holder became aIsobstantial holder is as follows:

Date of acquisition Consideration (9) Class and numberof securities
Non-ca⊑ $<<$ $O$ $<$ $O$
) OO O
Tuesday.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
MicheelHumphreys Nexic GroveMosesco2088Orio

Signature

Michael Hemph print name capacity sign here $30l$ date

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the imanager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to equity as by an nation scole of individual of increasing of each group, with the names and addresses of members is clearly set out in paragraph 7 of theThroughoul the form as a specifically named group if the membership o
  • $\langle \rangle$ See the definition of "associate" in section 9 of the Corporations Act 2001
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Coxporations Act 2001. $\langle 3 \rangle$
  • $\left( A\right)$ The voting snares of a company constitute one class unless divided into separate classes
  • The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant $(5)$
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
  • $\tau$ Include details of:
    • any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out $(a)$ the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this came or any recevant agreement, and a procession of any receiver group on any condition occur
    • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies)

Sec the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write 'unknown'. $(3)$
  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has or may, become $(\mathcal{V})$ entitled to receive in relation to that acquisition. Details must be included even if the bonefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom