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SEQUOIA FINANCIAL GROUP LTD — Major Shareholding Notification 2014
Aug 4, 2014
65767_rns_2014-08-04_15960479-ca5e-4f83-913c-690e3dd63aff.pdf
Major Shareholding Notification
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| Form 604 | |
|---|---|
| ---------- | -- |
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | MOS Financial Croup | |
|---|---|---|
| ACN/ARSN |
1. Details of substantial holder(1)
Name ACN/ARSN (if applicable)
밁
SEQUOIA GROUP HOLDINGS PTY LTD A S.L. BEETON
There was a change in the interests of the substantial holder on
The previous notice was given to the company on The previous notice was dated
| , | ÷ | X, | |
|---|---|---|---|
| $\mathcal{L}$ | |||
| K. |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Post | RICHTS ISSUE |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange (6) | Considerationgiven in relationto change (7) | Class andnumber ofsecuritiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| $\rho_{\theta}$ | Attached | ||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Nature ofrelevantinterest (6) | Class andnumber ofsecurities | Person's votes |
|---|---|---|---|---|---|
| $\mathfrak{a}$ | Attached | ||||
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| and the company's product through systems are approximated as a company of the company'sName and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| . | .--------------------------------------- |
| . |
- Addresses
The addresses of persons named in this form are as follows.
| Separa Clour Hocours Level 8 25B | rolapes | $\mathbb{Z}/\mathbb{Z}$ | |
|---|---|---|---|
| BEFTON | - 75 - | しゃちん | |
Signature
| print name | Am | an de lacapacity/ | |
|---|---|---|---|
| sign here | - 11 | date$\sim$ |
BIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests [eg. a corporation and its related corporations, or the manager and trustee of anequity trust), the names could be included in an ann $\overline{\mathbf{u}}$ form
- $\overline{2}$ See the definition of "associate" in section 9 of the Corporations Act 2001
$\binom{3}{2}$ See the definition of "refevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
- $[4] \label{eq:4}$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The parson's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- 尙 Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of anydocument setting out the terms of any relevant agreement, and a statemen ${a}$
- b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities towhich the relevant interest relates (indicating clearly the
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001,
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becomieentitled to receive in relation to that acquisition. Details $\overline{(%)}$
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown" 倒
O) Give details, if appropriate, of the present association and any change in that association since the last substantial nolding notice.
| SEQUOIA GROUP HOLDINGS PTY LTD (ACN 166 00Holder | 2 375) and SL & SM BEETON RELEVENT INTERESTS | ||||||
|---|---|---|---|---|---|---|---|
| LEVEL 8, 25 Bligh Street, Sydney, NSW 2000Address | |||||||
| TransactionsDate | Debit/Credit | Balance | Nature of Change | Price | Amount | æ | Total % b |
| 11/07/2014 SEQUOIA GROUP HOLDINGS PTY LTD SL Beeton Director | 17,500,000 | 74,206,104 | Rights Issue | 0.002 | $35,000 | 1.9602 | 8.31 |
| 19/02/2014 SEQUOIA GROUP HOLDINGS PTY LTD SL Beeton Director | 126,667 | 56,706,104 | On Market | 0.007 | $887 | 0.0246 | |
| 28/01/2014 SEQUOIA GROUP HOLDINGS PTY LTD SL Beeton Director | 3,200,000 | 56,579,437 | On Market | 0.007 | $22,400 | 0.6213 | |
| 30/12/2013 SEQUOIA GROUP HOLDINGS PTY LTD SL Beeton Director | 1,000,000 | 53,379,437 | On Market | 0.008 | $8,000 | 0.1941 | |
| 11/07/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee | 60,000,000 | 71,793,466 | Rights Issue | 0.002 | $120,000 | 6.7207 | 8.04 |
| 15/05/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee | 105,202 | 11,793,466 | On Market | 0.009 | $947 | 0.0204 | |
| 14/05/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee | 24,798 | 11,688,264 | On Market | 0.009 | $223 | 0.0048 | |
| 26/03/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee | 8,665 | 11,663,466 | On Market | 0.007 | $61 | 0.0017 | |
| 3/02/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee | 4,673 | 11,654,801 | On Market | 0.007 | $33 | 0.0009 | |
| eeC28/01/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trust | 786,662 | 11,650,128 | On Market | 0.007 | $5,507 | 0.1527 | |
| ႙ | |||||||
| 11/07/2014 SL BEETON Self | 1,000,000 | 1,111,111 | Rights Issue | 0.002 | $2,000 | 0.112 | 0.12 |
| ႙ | |||||||
| 12/12/2013 SL BEETON Self | 0 | 111,111 Previous holding | 0 | SQ. | $\circ$ | 0.01 | |
| Ş0 | |||||||
| Director17/04/2014 BEETON ENTERPRISES P/L <sl &="" a="" beeton="" c="" sm=""> | 5,000 | 12,000,000 | On Market | 0.01 | $50 | 0.001 | 1.34 |
| Director14/04/2014 BEETON ENTERPRISES P/L <sl &="" a="" beeton="" c="" sm=""> | 500,000 | 11,995,000 | On Market | 0.008 | $4,000 | 0.0971 | |
| Director<sl &="" a="" beeton="" c="" sm="">8/04/2014 BEETON ENTERPRISES P/L | 1,000,000 | 11,495,000 | On Market | 0.01 | $10,000 | 0.1941 | |
| Director<sl &="" a="" beeton="" c="" sm="">4/04/2014 BEETON ENTERPRISES P/L | 1,195,000 | 10,495,000 | On Market | 0.01 | $11,950 | 0.232 | |
| Director<sl &="" a="" beeton="" c="" sm="">28/03/2014 BEETON ENTERPRISES P/L | 255,000 | 9,300,000 | On Market | 0.007 | $1,785 | 0.0495 | |
| Director12/03/2014 BEETON ENTERPRISES P/L <sl &="" a="" beeton="" c="" sm=""> | 45,000 | 9,045,000 | On Market | 0.007 | $315 | 0.0087 | |
| SQ | |||||||
| 11/07/2014 BEETON INVESTMENTS P/ L Director | 11,500,000 | 16,380,000 | Rights Issue | 0.002 | $23,000 | 0.1339 | 1.83 |
| 7/05/2014 BEETON INVESTMENTS P/ L Director | 212,943 | 4,880,000 | On Market | 0.01 | $2,129 | 0.0413 | |
| 2/05/2014 BEETON INVESTMENTS P/ L Director | 37,057 | 4,667,057 | On Market | 0.008 | $296 | 0.0072 | |
| 31/01/2014 BEETON INVESTMENTS P/ L Director | 3,580,000 | 4,630,000 | On Market | 0.007 | $25,060 | 0.695 | |
Total
19.67
175,601,792
From 10/01/2014 To 31/07/2014
MDS FINANCIAL GROUP LIMITED
à.