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SEQUOIA FINANCIAL GROUP LTD Major Shareholding Notification 2014

Aug 4, 2014

65767_rns_2014-08-04_15960479-ca5e-4f83-913c-690e3dd63aff.pdf

Major Shareholding Notification

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Form 604
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Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme MOS Financial Croup
ACN/ARSN

1. Details of substantial holder(1)

Name ACN/ARSN (if applicable)

SEQUOIA GROUP HOLDINGS PTY LTD A S.L. BEETON

There was a change in the interests of the substantial holder on

The previous notice was given to the company on The previous notice was dated

, ÷ X,
$\mathcal{L}$
K.

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Post RICHTS ISSUE

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whoserelevant interestchanged Nature ofchange (6) Considerationgiven in relationto change (7) Class andnumber ofsecuritiesaffected Person's votesaffected
$\rho_{\theta}$ Attached

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantinterest Registeredholder ofsecurities Person entitledto be registeredas holder (8) Nature ofrelevantinterest (6) Class andnumber ofsecurities Person's votes
$\mathfrak{a}$ Attached

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

and the company's product through systems are approximated as a company of the company'sName and ACN/ARSN (if applicable) Nature of association
. .---------------------------------------
.
  1. Addresses

The addresses of persons named in this form are as follows.

Separa Clour Hocours Level 8 25B rolapes $\mathbb{Z}/\mathbb{Z}$
BEFTON - 75 - しゃちん

Signature

print name Am an de lacapacity/
sign here - 11 date$\sim$

BIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests [eg. a corporation and its related corporations, or the manager and trustee of anequity trust), the names could be included in an ann $\overline{\mathbf{u}}$ form
  • $\overline{2}$ See the definition of "associate" in section 9 of the Corporations Act 2001

$\binom{3}{2}$ See the definition of "refevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.

  • $[4] \label{eq:4}$ The voting shares of a company constitute one class unless divided into separate classes.
  • $(5)$ The parson's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • 尙 Include details of:
    • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of anydocument setting out the terms of any relevant agreement, and a statemen ${a}$
    • b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities towhich the relevant interest relates (indicating clearly the

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001,

Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becomieentitled to receive in relation to that acquisition. Details $\overline{(%)}$

If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown" 倒

O) Give details, if appropriate, of the present association and any change in that association since the last substantial nolding notice.

SEQUOIA GROUP HOLDINGS PTY LTD (ACN 166 00Holder 2 375) and SL & SM BEETON RELEVENT INTERESTS
LEVEL 8, 25 Bligh Street, Sydney, NSW 2000Address
TransactionsDate Debit/Credit Balance Nature of Change Price Amount æ Total % b
11/07/2014 SEQUOIA GROUP HOLDINGS PTY LTD SL Beeton Director 17,500,000 74,206,104 Rights Issue 0.002 $35,000 1.9602 8.31
19/02/2014 SEQUOIA GROUP HOLDINGS PTY LTD SL Beeton Director 126,667 56,706,104 On Market 0.007 $887 0.0246
28/01/2014 SEQUOIA GROUP HOLDINGS PTY LTD SL Beeton Director 3,200,000 56,579,437 On Market 0.007 $22,400 0.6213
30/12/2013 SEQUOIA GROUP HOLDINGS PTY LTD SL Beeton Director 1,000,000 53,379,437 On Market 0.008 $8,000 0.1941
11/07/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee 60,000,000 71,793,466 Rights Issue 0.002 $120,000 6.7207 8.04
15/05/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee 105,202 11,793,466 On Market 0.009 $947 0.0204
14/05/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee 24,798 11,688,264 On Market 0.009 $223 0.0048
26/03/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee 8,665 11,663,466 On Market 0.007 $61 0.0017
3/02/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trustee 4,673 11,654,801 On Market 0.007 $33 0.0009
eeC28/01/2014 SL & SM BEETON <sl &="" a="" beeton="" c="" f="" s="" sm=""> Trust 786,662 11,650,128 On Market 0.007 $5,507 0.1527
11/07/2014 SL BEETON Self 1,000,000 1,111,111 Rights Issue 0.002 $2,000 0.112 0.12
12/12/2013 SL BEETON Self 0 111,111 Previous holding 0 SQ. $\circ$ 0.01
Ş0
Director17/04/2014 BEETON ENTERPRISES P/L <sl &="" a="" beeton="" c="" sm=""> 5,000 12,000,000 On Market 0.01 $50 0.001 1.34
Director14/04/2014 BEETON ENTERPRISES P/L <sl &="" a="" beeton="" c="" sm=""> 500,000 11,995,000 On Market 0.008 $4,000 0.0971
Director<sl &="" a="" beeton="" c="" sm="">8/04/2014 BEETON ENTERPRISES P/L 1,000,000 11,495,000 On Market 0.01 $10,000 0.1941
Director<sl &="" a="" beeton="" c="" sm="">4/04/2014 BEETON ENTERPRISES P/L 1,195,000 10,495,000 On Market 0.01 $11,950 0.232
Director<sl &="" a="" beeton="" c="" sm="">28/03/2014 BEETON ENTERPRISES P/L 255,000 9,300,000 On Market 0.007 $1,785 0.0495
Director12/03/2014 BEETON ENTERPRISES P/L <sl &="" a="" beeton="" c="" sm=""> 45,000 9,045,000 On Market 0.007 $315 0.0087
SQ
11/07/2014 BEETON INVESTMENTS P/ L Director 11,500,000 16,380,000 Rights Issue 0.002 $23,000 0.1339 1.83
7/05/2014 BEETON INVESTMENTS P/ L Director 212,943 4,880,000 On Market 0.01 $2,129 0.0413
2/05/2014 BEETON INVESTMENTS P/ L Director 37,057 4,667,057 On Market 0.008 $296 0.0072
31/01/2014 BEETON INVESTMENTS P/ L Director 3,580,000 4,630,000 On Market 0.007 $25,060 0.695

Total

19.67

175,601,792

From 10/01/2014 To 31/07/2014

MDS FINANCIAL GROUP LIMITED

à.