SEQUOIA FINANCIAL GROUP LTD — Major Shareholding Notification 2014

Sep 14, 2014

Form 604
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Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

	**************************************
10 Company Name/Scheme	$F_{max11}$$-$$-$
ACN/ARSN	$+$ $\sim$ $\sim$

1. Details of substantial holder(1)

Name ACN/ARSN (if applicable)

SEQUOIA GROUP HOLDINGS / C + S.L. BEETON

There was a change in the interests of the substantial holder on

The previous notice was given to the company on The previous notice was dated

1. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

$\frac{2781}{}_{\frac{714}{512}}$

Class of securities (4)	Previous notice		Present notice
	Person's votes	Voting power (5)	Person's votes!	Voting power (5)
		-

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whoserelevant interestchanged	Nature ofchange (6)	Considerationgiven in relationto change (7)	Class andnumber ofsecuritiesaffected	Person's votesaffected
	18.8.14 BEETOY GNIERPROST	Nortfold Alleten	85779		SEQVOIA + PEETY

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantinterest	Registeredholder ofsecurities	Person entitledto be registeredas holder (8)	Nature ofrelevantinterest (6)	Class andnumber ofsecurities	Person's votes
	90	FACA evl

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)_____---	---------------------------------------.Nature of association--------------------------------------------------------------------------------------------.

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address	--------------------------------------
$\mathcal{A} \cap \mathcal{B} \subset \mathcal{B}$and di				ope
⇔		That a	,	スぴっ

Signature

print name	$hrector + Jetc.$capacity
sign here	$7'$ adate
	2011.0.1.100.1.100.1.1.1.1.1.1.1.1.1.1.1

DIRECTIONS

• If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of anequity trust), the names could be included in an ann $\vert$ throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the $f(x)$
• See the definition of "associate" in section 9 of the Corporations Act 2001 $(2)$
• See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001. $(3)$
• $(4)$ The voting shares of a company constitute one class untess divided into separate classes.
• $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
• $\boldsymbol{\mathfrak{g}}$ Include details of:
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $\left( a\right)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $\left\vert 0\right\rangle$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• $\boldsymbol{\varnothing}$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
• $\left( 6\right)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
• $\left( 9\right)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

	S.L. BEETON IS A DIRECTOR OF SEQUOIA GROUP HOLDINGS, BEETON COMPANIES AND TRUSTS BELOW.
SEQUOIA GROUP HOLDING PTY LTS AND S.L.BEETON

As a result of a placement notification to ASX by MWS on 27.8.14 and Shortfall Rights Issue allotments announces 19.8.14 the voting power of the associated entities are disclosed below.

	Holding Date Registered Holder of Securities	Person Entitled to be registered	Nature of Relevent Interest Class and Number Person's Votes
				Fully Paid Ordinary
27.8.14	Sequoia Group Holdings P/L	Sequola Group Holdings P/L	S.L. Beeton - Director	74,206,104	6.48%
27.8.14	SL & SM Beeton <sl &="" a="" beeton="" c="" f="" s="" sm="">	SL & SM Beeton <sl &="" a="" beeton="" c="" f="" s="" sm="">	S.L. Beeton - Trustee	1,793,466	6.27%
27.8.14	Beeton Enterprises P/L <s &="" a="" beeton="" c="" s="">	Beeton Enterprises P/L <s &="" a="" beeton="" c="" s="">	S.L. Beeton - Director	10,895,666	3.57%
27.8.14	Beeton Investments P/L	Beeton Investments P/L	S.L. Beeton - Director	16,380,000	43%
27.8.14	SL Beeton	51 Beeton	Dependent	1,111,111	0.09%
278.14	SL Beeton	SL Beeton	Jependent	111,111	0.01%
Totals				204,497,458	17.85%

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