AI assistant
SEQUOIA FINANCIAL GROUP LTD — Director's Dealing 2023
Oct 1, 2023
65767_rns_2023-10-01_76a394dc-f5a8-46b5-b966-7bc91a135877.pdf
Director's Dealing
Open in viewerOpens in your device viewer
Rule 3.19A.2
Appendix 3Y Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Sequoia Financial Group Ltd |
|---|---|
| ABN | 90 091 744 884 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Garry Peter Crole |
|---|---|
| Date of last notice | 19 July 2022 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect | |
|---|---|---|
| Nature of indirect interest | 1 Garry Crole directly | |
| (including registered holder) | 2. Ms Marina Baltrusaitene | |
| Note: Provide details of thecircumstances giving rise to therelevant interest. | ||
| No. of securities held prior tochange | 1. 11,048,637 Shares and 500,000 Options held by MrGarry Crole directly | |
| 2. 1,035,035 Shares held by Ms Marina Baltrusaitene | ||
| Date of Change | 2 October 2023 | |
| Class | Fully Paid Ordinary Shares | |
| Number acquired | 63,863 | |
| Number disposed | Nil | |
| Value/ConsiderationNote: If consideration is non-cash,provide details and estimatedvaluation | $30,973.55 |
+ See chapter 19 for defined terms.
| No. of securities held afterchange | 1.11,112,500 Shares and 500,000 Options held by MrGarry Crole directly2.2. 1,035,035 Shares held by Ms Marina Baltrusaitene |
|---|---|
| Nature of changeExample: on-market trade, offmarket trade, exercise of options,issue of securities under dividendreinvestment plan, participation inbuy-back | On-market trade |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to which interestrelated prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
Part 3 – +Closed period
| Weretheinterestsinthesecuritiesorcontracts detailed above traded during a+closed period where prior written clearancewas required? | No |
|---|---|
| If so, was prior written clearance provided toallow the trade to proceed during this period? | N/A |
+ See chapter 19 for defined terms.
| If prior written clearance was provided, onwhat date was this provided? | N/A |
|---|---|
+ See chapter 19 for defined terms.