SEQUOIA FINANCIAL GROUP LTD — Director's Dealing 2023

Nov 8, 2023

==> picture [595 x 90] intentionally omitted <==

----- Start of picture text -----

Sequoia Financial Group Ltd
ACN: 091 744 884
ASX: SEQ
----- End of picture text -----

ASX RELEASE

9 November 2023

Late Lodgement of 3Y

Sequoia Financial Group Limited (ASX: SEQ )( Sequoia ) advises that the 3Y enclosed was lodged 2 days late due to administrative oversight. The Director informed the Company Secretary of the change on 30 October 2023 fulfilling their notice requirements.

This announcement was authorised for release by the Board of Directors.

For further information please contact:

Garry Crole, Managing Director +61 3 9209 9777 Sally McDow, Company Secretary +61 420 213 035

Registered Office: Level 7 7 Macquarie Place Sydney NSW 2000

ABOUT SEQUOIA FINANCIAL GROUP LTD

ASX-listed Sequoia Financial Group Ltd (ASX: SEQ) is an integrated financial services company providing products and services to self-directed retail and wholesale clients and those of third-party professional service firms.

It provides:

Phone: +61 3 9209 9777 Email: info@sequoia.com.au Website: www.sequoia.com.au

111

• Investment and superannuation products

• Wealth management and advisory services

• Corporate advisory and capital markets expertise

• Retail, wholesale and institutional trading platforms

• Market data and financial news services

Sequoia operates various AFS Licenses and Its subsidiary Morrison Securities Pty Ltd is an ASX Market Participant.

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Sequoia Financial Group Ltd
ABN	90 091 744 884

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

the director for the	purposes of section 205G of the Corporations Act.
Name of Director	Kevin James Pattison
Date of last notice	24 May 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Mr Pattison is a trustee and a beneficiary of the Kev and Maz Superannuation Fund. The registered holder is: KEVIN J PATTISON & MARILYN J PATTISON
Date of change	1 November 2023
No. of securities held prior to change	794,869 Fully Paid Ordinary Shares 250,000 Options
Class	Fully Paid Ordinary Shares (Shares)
Number acquired	20,833
Number disposed
Value/Consideration Note: If consideration is non- cash, provide details and estimated valuation	$10,019.79

• See chapter 19 for defined terms.

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change	815,702 Fully Paid Ordinary Shares 250,000 Options
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	On Market Trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during thisperiod?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

If prior written clearance was provided, N/A on what date was this provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 3