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SEQUOIA FINANCIAL GROUP LTD Director's Dealing 2019

Sep 1, 2019

65767_rns_2019-09-01_cc741f96-1287-446b-82af-1070067e17f4.pdf

Director's Dealing

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

ntroduced 30/09/01 Amended 01/01/11
Name of entity Sequoia Financial Group Ltd
ABN 90 091 744 884

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Charles Augustine Sweeney
Date of last notice 2 April 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect
Nature of indirect interest(including registered holder)Note: Provide details of the circumstancesgiving rise to the relevant interest. Mr Sweeney is a trustee and a beneficiaryof the Sweeney Super Fund .The registered holder is:MR C A SWEENEY &MS P M CONNOLLY<SWEENEY FAMILY S/FUND A/C>
Date of change i.29 August 2019ii.30 August 2019
No. of securities held prior to change 195,000 FPOs
Class Fully Paid Ordinary Shares (FPOs)
Number acquired i.7,035ii.13,977
Number disposed Nil.
Value/ConsiderationNote: If consideration is non-cash, providedetails and estimated valuation 0.1900 per FPO
No. of securities held after change 216,012 FPOs
  • See chapter 19 for defined terms.

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Nature of change

Example: on-market trade, off-market trade, On Market Purchase exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder N/A
(if issued securities)
Date of change N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for
a contract in relation to which the
interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash,
provide details and an estimated
valuation
Interest after change N/A

Part 3 –[+] Closed period

art 3 –+Closed period
Weretheinterestsinthesecurities or contracts detailedabove traded during a+closedperiodwherepriorwrittenclearance was required? No
If so, was prior written clearanceprovided to allow the trade toproceed during this period? N/A
If prior written clearance wasprovided, on what date was thisprovided? N/A
  • See chapter 19 for defined terms.

Appendix 3Y Page 2