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SEQUOIA FINANCIAL GROUP LTD — Director's Dealing 2019
Sep 1, 2019
65767_rns_2019-09-01_cc741f96-1287-446b-82af-1070067e17f4.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| ntroduced 30/09/01 Amended 01/01/11 | |
|---|---|
| Name of entity | Sequoia Financial Group Ltd |
| ABN | 90 091 744 884 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Charles Augustine Sweeney |
|---|---|
| Date of last notice | 2 April 2019 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstancesgiving rise to the relevant interest. | Mr Sweeney is a trustee and a beneficiaryof the Sweeney Super Fund .The registered holder is:MR C A SWEENEY &MS P M CONNOLLY<SWEENEY FAMILY S/FUND A/C> |
| Date of change | i.29 August 2019ii.30 August 2019 |
| No. of securities held prior to change | 195,000 FPOs |
| Class | Fully Paid Ordinary Shares (FPOs) |
| Number acquired | i.7,035ii.13,977 |
| Number disposed | Nil. |
| Value/ConsiderationNote: If consideration is non-cash, providedetails and estimated valuation | 0.1900 per FPO |
| No. of securities held after change | 216,012 FPOs |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
Nature of change
Example: on-market trade, off-market trade, On Market Purchase exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder | N/A |
| (if issued securities) | |
| Date of change | N/A |
| No. and class of securities to | N/A |
| which interest related prior to | |
| change | |
| Note: Details are only required for | |
| a contract in relation to which the | |
| interest has changed | |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration | N/A |
| Note: If consideration is non-cash, | |
| provide details and an estimated | |
| valuation | |
| Interest after change | N/A |
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Weretheinterestsinthesecurities or contracts detailedabove traded during a+closedperiodwherepriorwrittenclearance was required? | No |
| If so, was prior written clearanceprovided to allow the trade toproceed during this period? | N/A |
| If prior written clearance wasprovided, on what date was thisprovided? | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2