SEQUANS COMMUNICATIONS — Major Shareholding Notification 2014

Feb 14, 2014

SC 13G/A 1 sequans13gam1dec13.htm SEQUANS SC13G AM 1 sequans13gam1dec13.htm Licensed to: Lowenstein Sandler PC Document Created using EDGARizer 2020 5.4.3.1 Copyright 1995 - 2009 Thomson Reuters. All rights reserved.

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)*
Under the Securities Exchange Act of 1934

Sequans Communications S.A.
(Name of Issuer)
American Depositary Shares (each representing one ordinary share, nominal value € 0.02)
(Title of Class of Securities)
817323108
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:

[ ] Rule 13d-1(b)

[X] Rule 13d-1(c)

[ ] Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP NO. 817323108

(1)
Harvey Partners, LLC
20-3760303

(2)
(b)

(3) SEC Use Only

(4) Citizenship or Place of Organization: Delaware, United States

Number of Shares Beneficially Owned by Each Reporting Person With:	1,540,000*
(6) Shared Voting Power:	0
(7) Sole Dispositive Power:	1,540,000*
(8) Shared Dispositive Power:	0

(9)	Aggregate Amount Beneficially Owned by Each Reporting Person: 1,540,000*
(10)	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): [ ]
(11)	Percent of Class Represented by Amount in Row (9): 2.6%*
(12)	Type of Reporting Person (See Instructions): IA

• Based on the information set forth in Exhibit 99.1 to the Report of Foreign Private Issuer on Form 6-K of Sequans Communications S.A., a société anonyme incorporated in the Republic of France (the “Company”), filed with the Securities and Exchange Commission on February 6, 2014, Harvey Partners, LLC, a Delaware limited liability company (“Harvey Partners”), has reason to believe that there were 59,129,639 American Depositary Shares (the “ADS”), each representing one ordinary share, nominal value €0.02, of the Company, deemed to be outstanding as of December 31, 2013. As of December 31, 2013, Harvey SMidCap Fund, LP, a Delaware limited partnership (“SMidCap Fund”), held 343,600 ADSs, Harvey SMidCap Offshore Fund, Ltd., a Cayman Islands exempted company (“SMidCap Offshore Fund”), held 605,191 ADSs, and Harvey QP, LP, a Delaware limited partnership (“Harvey QP”), held 591,209 ADSs. Harvey Partners is the investment manager of SMidCap Fund, SMidCap Offshore Fund and Harvey QP, and as such, possesses the sole power to vote and the sole power to direct the disposition of all securities of the Company held by SMidCap Fund, SMidCap Offshore Fund and Harvey QP. James A. Schwartz and Jeffrey C. Moskowitz, the Managing Members of Harvey Partners, share voting and investment power with respect to all securities beneficially owned by Harvey Partners. As a result of the foregoing, for purposes of Reg. Section 240.13d-3, Harvey Partners is deemed to beneficially own 1,540,000 ADSs, or 2.6% of the ADSs deemed issued and outstanding as of December 31, 2013.

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Item 1(a) Name Of Issuer: Sequans Communications S.A.

Item 1(b) Address of Issuer’s Principal Executive Offices: 19 Le Parvis, 92073 Paris-La Défense, France

Item 2(a) Name of Person Filing: Harvey Partners, LLC

Item 2(b) Address of Principal Business Office or, if None, Residence: 551 Fifth Avenue, 36th Floor, New York, NY 10176

Item 2(c) Citizenship: Harvey Partners, LLC is a Delaware limited liability company.

Item 2(d) Title of Class of Securities: American Depositary Shares, each representing one ordinary share, nominal value € 0.02

Item 2(e) CUSIP No.: 817323108

Item 3. If This Statement Is Filed Pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:

Not Applicable.

Item 4. Ownership.

(a)	Amount Beneficially Owned:	1,540,000*
(b)	Percent of Class:	2.6%*
(c)	Number of shares as to which such person has:

(i)	sole power to vote or to direct the vote:	1,540,000*
(ii)	shared power to vote or to direct the vote:	0
(iii)	sole power to dispose or to direct the disposition of:	1,540,000*
(iv)	shared power to dispose or to direct the disposition of:	0

• Based on the information set forth in Exhibit 99.1 to the Report of Foreign Private Issuer on Form 6-K of Sequans Communications S.A., a société anonyme incorporated in the Republic of France (the “Company”), filed with the Securities and Exchange Commission on February 6, 2014, Harvey Partners, LLC, a Delaware limited liability company (“Harvey Partners”), has reason to believe that there were 59,129,639 American Depositary Shares (the “ADS”), each representing one ordinary share, nominal value €0.02, of the Company, deemed to be outstanding as of December 31, 2013. As of December 31, 2013, Harvey SMidCap Fund, LP, a Delaware limited partnership (“SMidCap Fund”), held 343,600 ADSs, Harvey SMidCap Offshore Fund, Ltd., a Cayman Islands exempted company (“SMidCap Offshore Fund”), held 605,191 ADSs, and Harvey QP, LP, a Delaware limited partnership (“Harvey QP”), held 591,209 ADSs. Harvey Partners is the investment manager of SMidCap Fund, SMidCap Offshore Fund and Harvey QP, and as such, possesses the sole power to vote and the sole power to direct the disposition of all securities of the Company held by SMidCap Fund, SMidCap Offshore Fund and Harvey QP. James A. Schwartz and Jeffrey C. Moskowitz, the Managing Members of Harvey Partners, share voting and investment power with respect to all securities beneficially owned by Harvey Partners. As a result of the foregoing, for purposes of Reg. Section 240.13d-3, Harvey Partners is deemed to beneficially own 1,540,000 ADSs, or 2.6% of the ADSs deemed issued and outstanding as of December 31, 2013.

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Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the owner of more than five percent of the class of securities, check the following: [X]

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

Not Applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not Applicable.

Item 8. Identification and Classification of Members of the Group

Not Applicable.

Item 9. Notice of Dissolution of Group

Not Applicable.

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct .

February 14, 2014
HARVEY PARTNERS, LLC

By:
Name: Jeffrey C. Moskowitz
Title: Managing Member

Attention: Intentional misstatements or omissions of fact constitute

Federal criminal violations (See 18 U.S.C. 1001)

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