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SentinelOne, Inc. — Director's Dealing 2023
Nov 8, 2023
30909_dirs_2023-11-07_51b5cad6-065a-4d96-9e60-32a7522f7970.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SentinelOne, Inc. (S)
CIK: 0001583708
Period of Report: 2023-11-03
Reporting Person: Smith Ric (CPO & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-03 | Class A Common Stock | S | 3082 | $15.22 | Disposed | 494672 | Direct |
| 2023-11-06 | Class A Common Stock | S | 3066 | $16.34 | Disposed | 491606 | Direct |
Footnotes
F1: This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023.
F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
F3: This transaction represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.