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SentinelOne, Inc. Director's Dealing 2022

Jan 12, 2022

30909_dirs_2022-01-12_28a75a89-8c2f-4603-8268-11ccde1e1e45.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SentinelOne, Inc. (S)
CIK: 0001583708
Period of Report: 2022-01-10

Reporting Person: Warner Nicholas (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-01-10 Class A Common Stock C 62166 $0.6467 Acquired 63342 Direct
2022-01-10 Class A Common Stock S 19185 $41.0386 Disposed 44157 Direct
2022-01-10 Class A Common Stock S 10140 $42.3958 Disposed 34017 Direct
2022-01-10 Class A Common Stock S 5357 $43.1023 Disposed 286610 Direct
2022-01-10 Class A Common Stock S 3400 $44.3066 Disposed 25260 Direct
2022-01-10 Class A Common Stock S 20459 $45.2124 Disposed 4801 Direct
2022-01-10 Class A Common Stock S 3625 $45.9381 Disposed 1176 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-01-10 Stock Option (Right to Buy) $0.6467 M 62166 Disposed 2027-08-01 Class B Common Stock (62166) Direct
2022-01-10 Class B Common Stock $ M 62166 Acquired Class A Common Stock (62166) Direct
2022-01-10 Class B Common Stock $ C 62166 Disposed Class A Common Stock (62166) Direct

Footnotes

F1: Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.

F2: Includes 1,176 shares acquired under the Employee Stock Purchase Plan on January 5, 2022.

F3: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.74 to $41.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.76 to $42.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.76 to $43.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.76 to $44.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.79 to $45.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.79 to $46.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F10: The stock option is fully vested.

F11: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,

F12: (continued from footnote 11) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten.