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SentinelOne, Inc. Director's Dealing 2021

Dec 11, 2021

30909_dirs_2021-12-10_039aaa88-dbd1-4460-8342-230dc0522bf2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SentinelOne, Inc. (S)
CIK: 0001583708
Period of Report: 2021-12-09

Reporting Person: Warner Nicholas (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-09 Class A Common Stock C 62166 $0.6467 Acquired 62166 Direct
2021-12-09 Class A Common Stock S 10000 $46.5133 Disposed 52166 Direct
2021-12-09 Class A Common Stock S 2300 $47.0439 Disposed 49866 Direct
2021-12-09 Class A Common Stock S 7600 $47.7951 Disposed 42266 Direct
2021-12-09 Class A Common Stock S 100 $48.58 Disposed 42166 Direct
2021-12-09 Class A Common Stock S 13605 $47.1994 Disposed 28561 Direct
2021-12-09 Class A Common Stock S 28161 $47.8698 Disposed 400 Direct
2021-12-09 Class A Common Stock S 400 $48.6425 Disposed 0 Direct
2021-12-10 Class A Common Stock C 100000 $0.6467 Acquired 100000 Direct
2021-12-10 Class A Common Stock S 100000 $50.0294 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-09 Stock Option (Right to Buy) $0.6467 M 62166 Disposed 2027-08-01 Class B Common Stock (62166) Direct
2021-12-09 Class B Common Stock $ M 62166 Acquired Class A Common Stock (62166) Direct
2021-12-09 Class B Common Stock $ C 62166 Disposed Class A Common Stock (62166) Direct
2021-12-10 Stock Option (Right to Buy) $0.6467 M 100000 Disposed 2027-08-01 Class A Common Stock (100000) Direct
2021-12-10 Class B Common Stock $ M 100000 Acquired Class A Common Stock (100000) Direct
2021-12-10 Class B Common Stock $ C 100000 Disposed Class A Common Stock (100000) Direct

Footnotes

F1: Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.

F2: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $46.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.42 to $47.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.43 to $48.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.51 to $47.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.51 to $48.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.57 to $48.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F10: The stock option is fully vested.

F11: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,

F12: (continued from footnote 1) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten.