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Senseonics Holdings, Inc. — Director's Dealing 2021
Jun 17, 2021
33128_dirs_2021-06-16_a3f9fe0b-56d6-449e-b503-775d828095ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Senseonics Holdings, Inc. (SENS)
CIK: 0001616543
Period of Report: 2021-06-15
Reporting Person: JAIN Mukul (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-14 | Common Stock | M | 50000 | $0.54 | Acquired | 2020557 | Direct |
| 2021-06-14 | Common Stock | S | 50000 | $4.36 | Disposed | 1970557 | Direct |
| 2021-06-15 | Common Stock | F | 20212 | $3.69 | Disposed | 1950345 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-14 | Stock Option (right to buy) | $0.54 | M | 50000 | Disposed | 2024-06-04 | Common Stock (50000) | Direct |
Footnotes
F1: The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 15, 2021.
F2: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.
F3: Shares are fully vested and exercisable.
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