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SENSEN NETWORKS LIMITED — Director's Dealing 2020
May 7, 2020
65829_rns_2020-05-07_a04ad267-a8b1-4ebb-9882-9baf9b29b101.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity SenSen Networks Limited
ABN 67 121 257 412
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Subhash Challa |
|---|---|
| Date of last notice | 9 August 2019 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Challa Superannuation Fund |
| Date of change | 6-7 May 2020 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Doc ID 572500393/v1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change Direct Indirect Held by way of Subhash Challa’s holding of Share Units in the SenSen Employee Equity Trust Challa Superannuation Fund |
Direct 29,806,574 Fully Paid Ordinary Shares Incentive Options Vesting Exercise Period Exercise Price 2,200,000 Upon issue 3 years from 04/12/17 $0.25 each 2,200,000 Upon issue 3 years from 04/12/17 $0.35 each 2,200,000 Upon issue 3 years from 04/12/17 $0.45 each Performance Options Vesting Exercise Period Exercise Price 6,340,620 Upon issue 3 years from 02/10/18 $0.155 each Indirect 49,246,968 Fully Paid Ordinary Shares 400,000 Fully Paid Ordinary Shares |
|
|---|---|---|
| Class | Fully Paid Ordinary Shares | |
| Number acquired | Indirect 250,000 Fully Paid Ordinary Shares |
|
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$24,676 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2 Doc ID 572500393/v1
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change Direct Indirect Held by way of Subhash Challa’s holding of Share Units in the SenSen Employee Equity Trust Challa Superannuation Fund |
Direct 29,806,574 Fully Paid Ordinary Shares Incentive Options Vesting Exercise Period Exercise Price 2,200,000 Upon issue 3 years from 04/12/17 $0.25 each 2,200,000 Upon issue 3 years from 04/12/17 $0.35 each 2,200,000 Upon issue 3 years from 04/12/17 $0.45 each Performance Options Vesting Exercise Period Exercise Price 6,340,620 Upon issue 3 years from 02/10/18 $0.155 each Indirect 49,246,968 Fully Paid Ordinary Shares 650,000 Fully Paid Ordinary Shares |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market trade |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Nil |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Doc ID 572500393/v1
Appendix 3Y Change of Director’s Interest Notice
| Interest disposed | N/A |
|---|---|
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
Yes |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
Yes |
| If prior written clearance was provided, on what date was this provided? |
1 May 2020 |
- See chapter 19 for defined terms.
Appendix 3Y Page 4 Doc ID 572500393/v1
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity SenSen Networks Limited
ABN 67 121 257 412
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Smith |
|---|---|
| Date of last notice | 9 August 2019 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
DAGIDOCH Pty Ltd atf the Smith Family Superannuation Fund (controlled by David Smith) |
| Date of change | 4 May 2020 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 5
Doc ID 572500393/v1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change Direct Indirect Octopi Enterprises Pty Ltd (controlled by David Smith) DAGIDOCH Pty Ltd atf the Smith Family Superannuation Fund (controlled by David Smith) Gillian Smith (wife) Dominic Smith (son) Christian Smith (son) |
Direct 7,463,708 Fully Paid Ordinary Shares Incentive Options Vesting Exercise Period Exercise Price 1,500,000 Upon issue 3 years from 04/12/17 $0.25 each 1,500,000 Upon issue 3 years from 04/12/17 $0.35 each 1,500,000 Upon issue 3 years from 04/12/17 $0.45 each Performance Options Vesting Exercise Period Exercise Price 4,323,150 Upon issue 3 years from 02/10/18 $0.155 each Indirect 1,150,000 Fully Paid Ordinary Shares 1,317,411 Fully Paid Ordinary Shares 907,467 Fully Paid Ordinary Shares 151,000 Fully Paid Ordinary Shares 151,000 Fully Paid Ordinary Shares |
|
|---|---|---|
| Class | Fully Paid Ordinary Shares | |
| Number acquired | Indirect 50,000 |
|
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$4,900 |
- See chapter 19 for defined terms.
Appendix 3Y Page 6 Doc ID 572500393/v1
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change Direct Indirect Octopi Enterprises Pty Ltd (controlled by David Smith) DAGIDOCH Pty Ltd atf the Smith Family Superannuation Fund (controlled by David Smith) Gillian Smith (wife) Dominic Smith (son) Christian Smith (son) |
Direct 7,463,708 Fully Paid Ordinary Shares Incentive Options Vesting Exercise Period Exercise Price 1,500,000 Upon issue 3 years from 04/12/17 $0.25 each 1,500,000 Upon issue 3 years from 04/12/17 $0.35 each 1,500,000 Upon issue 3 years from 04/12/17 $0.45 each Performance Options Vesting Exercise Period Exercise Price 4,323,150 Upon issue 3 years from 02/10/18 $0.155 each Indirect 1,150,000 Fully Paid Ordinary Shares 1,367,411 Fully Paid Ordinary Shares 907,467 Fully Paid Ordinary Shares 151,000 Fully Paid Ordinary Shares 151,000 Fully Paid Ordinary Shares |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market trade |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Nil |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 7 Doc ID 572500393/v1
Appendix 3Y Change of Director’s Interest Notice
| Date of change | N/A |
|---|---|
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
Yes |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
Yes |
| If prior written clearance was provided, on what date was this provided? |
1 May 2020 |
- See chapter 19 for defined terms.
Appendix 3Y Page 8 Doc ID 572500393/v1
01/01/2011