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SenesTech, Inc. — Major Shareholding Notification 2024
May 15, 2024
34852_mrq_2024-05-15_140f85af-420f-4907-bd4f-decb52c16972.zip
Major Shareholding Notification
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SC 13G/A 1 sch13g.htm Licensed to: Morgan, Lewis & Bockius Document created using Broadridge PROfile 24.3.1.5224 Copyright 1995 - 2024 Broadridge
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
| SCHEDULE 13G |
|---|
| Under the Securities Exchange Act of 1934 |
| (Amendment No. 2) * |
| SenesTech, Inc. |
|---|
| (Name of Issuer) |
| Common Stock, par value $0.001 per share |
|---|
| (Title of Class of Securities) |
| 81720R505 |
|---|
| (CUSIP Number) |
| December 31, 2023 |
|---|
| (Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
-
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
-
This Amendment No. 2 to Schedule 13G is being filed to restate and replace Amendment No. 1, which was filed by the reporting persons on February 13, 2024, to correct certain holdings of the reporting persons, which were inadvertently misstated in the original filing.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Lind Global Fund II LP |
|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
| (a) [ ] | |
| (b) [x] | |
| 3 | SEC Use Only |
| 4 | Citizenship or Place of Organization. Delaware |
| Number of Shares Beneficially Owned by Each Reporting Person With |
|---|
| 6 Shared |
| Voting Power 0 |
| 7 Sole |
| Dispositive Power 565,000 |
| 8 Shared |
| Dispositive Power 0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 565,000(1) |
|---|---|
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |
| 11 | Percent of Class Represented by Amount in Row (9)* 9.9%(2) |
| 12 | Type of Reporting Person (See Instructions) PN |
(1) The reporting person’s ownership consists of (i) 1,376,272 warrants to purchase shares of common stock (the “Warrants”); however, due to the exercise limitations of the Warrants, the reporting person’s beneficial ownership has been limited to 565,000 shares in the aggregate.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company.
| 1 | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Lind Global Partners II LLC |
|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
| (a) [ ] | |
| (b) [x] | |
| 3 | SEC Use Only |
| 4 | Citizenship or Place of Organization. Delaware |
| Number of Shares Beneficially Owned by Each Reporting Person With |
|---|
| 6 Shared |
| Voting Power 0 |
| 7 Sole |
| Dispositive Power 565,000 |
| 8 Shared |
| Dispositive Power 0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 565,000(1) |
|---|---|
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |
| 11 | Percent of Class Represented by Amount in Row (9)* 9.9%(2) |
| 12 | Type of Reporting Person (See Instructions) OO |
(1) The reporting person’s ownership consists of (i) 1,376,272 Warrants; however, due to the exercise limitations of the Warrants, the reporting person’s beneficial ownership has been limited to 565,000 shares in the aggregate.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company.
| 1 | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Lind Global Macro Fund LP |
|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
| (a) [ ] | |
| (b) [x] | |
| 3 | SEC Use Only |
| 4 | Citizenship or Place of Organization. Delaware |
| Number of Shares Beneficially Owned by Each Reporting Person With |
|---|
| 6 Shared |
| Voting Power 0 |
| 7 Sole |
| Dispositive Power 549 |
| 8 Shared |
| Dispositive Power 0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 549(1) |
|---|---|
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |
| 11 | Percent of Class Represented by Amount in Row (9)* 0.0% |
| 12 | Type of Reporting Person (See Instructions) PN |
(1) The reporting person’s ownership consists of 549 Warrants.
| 1 | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Lind Global Partners LLC |
|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
| (a) [ ] | |
| (b) [x] | |
| 3 | SEC Use Only |
| 4 | Citizenship or Place of Organization. United States |
| Number of Shares Beneficially Owned by Each Reporting Person With |
|---|
| 6 Shared |
| Voting Power 0 |
| 7 Sole |
| Dispositive Power 549 |
| 8 Shared |
| Dispositive Power 0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 549(1) |
|---|---|
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |
| 11 | Percent of Class Represented by Amount in Row (9)* 0.0% |
| 12 | Type of Reporting Person (See Instructions) PN |
(1) The reporting person’s ownership consists of 549 Warrants.
| 1 | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Jeff Easton |
|---|---|
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) |
| (a) [ ] | |
| (b) [x] | |
| 3 | SEC Use Only |
| 4 | Citizenship or Place of Organization. United States |
| Number of Shares Beneficially Owned by Each Reporting Person With |
|---|
| 6 Shared |
| Voting Power 0 |
| 7 Sole |
| Dispositive Power 565,000 |
| 8 Shared |
| Dispositive Power 0 |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person 565,000(1) |
|---|---|
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |
| 11 | Percent of Class Represented by Amount in Row (9)* 9.9%(2) |
| 12 | Type of Reporting Person (See Instructions) IN |
(1) The reporting person’s ownership consists of (i) 1,376,821 Warrants; however, due to the exercise limitations of the Warrants, the reporting person’s beneficial ownership has been limited to 565,000 shares in the aggregate.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company
Item 1.
| (a) | Name of Issuer |
|---|---|
| SenesTech, Inc. | |
| (b) | Address of Issuer’s Principal Executive Offices |
| 23460 N. 19th Avenue, Suite 110 Phoenix, AZ 85027 |
Item 2.
| (a) | Name of Person Filing |
|---|---|
| This statement is filed by the following entities and individuals (collectively, referred to as the “Reporting Persons”): • Lind Global Fund II LP, a Delaware limited partnership; • Lind Global Partners II LLC, a Delaware limited liability | |
| company; • Lind Global Macro Fund LP, a Delaware limited | |
| partnership; • Lind Global Partners LLC, a Delaware limited liability | |
| company; and • Jeff Easton, an individual and a citizen of the United States of America. Lind Global Partners II LLC, the general partner of Lind Global Fund II LP, may be deemed to have sole voting and dispositive power with respect to the shares held by | |
| Lind Global Fund II LP. Lind Global Partners LLC, the general partner of Lind Global Macro Fund LP, may be deemed to have sole voting and dispositive power with respect to the shares held by | |
| Lind Global Macro Fund LP. Jeff Easton, the managing member of Lind Global Partners II LLC and Lind Global Partners LLC, may be deemed to have sole voting and dispositive power with respect to | |
| the shares held by Lind Global Fund II LP and Lind Global Macro Fund LP. | |
| (b) | Address of Principal Business Office or, if none, Residence |
| The address of the principal business office for each of the Reporting Persons is: 444 Madison Ave, Floor 41 New York, NY 10022 | |
| (c) | Citizenship |
| See Row 4 of cover page for each Reporting Person. | |
| (d) | Title of Class of Securities |
| Common Stock, $0.001 par value per share | |
| (e) | CUSIP Number |
| 81720R505 |
ITEM 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable.
ITEM 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
| (a) | Amount Beneficially Owned |
|---|---|
| See Row 9 of cover page for each Reporting Person. | |
| (b) | Percent of Class |
| See Row 11 of cover page for each Reporting Person. |
| (c) | |
|---|---|
| (i) | sole power to vote or to direct the vote |
| See Row 5 of cover page for each Reporting Person. | |
| (ii) | shared power to vote or to direct the vote |
| See Row 6 of cover page for each Reporting Person. | |
| (iii) | sole power to dispose or to direct the disposition of |
| See Row 7 of cover page for each Reporting Person. | |
| (iv) | shared power to dispose or to direct the disposition of |
| See Row 8 of cover page for each Reporting Person. |
ITEM 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following □ .
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not applicable.
ITEM 8. Identification and Classification of Members of the Group
Not applicable.
ITEM 9. Notice of Dissolution of Group
Not Applicable.
ITEM 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Exhibits Exhibit
99.1 Joint Filing Application by and among the Reporting Persons
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
May 15, 2024
| LIND GLOBAL MACRO FUND LP | |
|---|---|
| By: | Lind Global Partners LLC |
| its General Partner | |
| By: | /s/ Jeff Easton |
| Name: | Jeff Easton |
| Title: | Managing Member |
| LIND GLOBAL PARTNERS LLC | |
| By: | /s/ Jeff Easton |
| Name: | Jeff Easton |
| Title: | Managing Member |
| LIND GLOBAL FUND II LP | |
| By: | Lind Global Partners II LLC |
| its General Partner | |
| By: | /s/ Jeff Easton |
| Name: | Jeff Easton |
| Title: | Managing Member |
| LIND GLOBAL PARTNERS II LLC | |
| By: | /s/ Jeff Easton |
| Name: | Jeff Easton |
| Title: | Managing Member |
| JEFF EASTON | |
| By: | /s/ Jeff Easton |