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Seneca Foods Corp — Director's Dealing 2021
May 20, 2021
32493_dirs_2021-05-20_8e23deba-c474-48b3-b39b-e23d9d122d4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seneca Foods Corp (SENEA)
CIK: 0000088948
Period of Report: 2021-05-18
Reporting Person: Girard Aaron Michael (Senior VP Logistics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Seneca Foods Class A Common | I | 101 | $46.87 | Disposed | 667 | Indirect |
| 2021-05-18 | Seneca Foods Class B Common | I | 23 | $48.44 | Disposed | 155 | Indirect |
Footnotes
F1: Represents the liquidation of shares to fund a loan in accordance with the terms of the Seneca Foods Corporation Employees' Savings Plan.
F2: These holdings reflect the Reporting Person's units in the Seneca Foods Corporation Stock Fund (the "Stock Fund") under the 401(k) Plan. The Stock Fund is a unitized stock fund that holds shares of Class A common stock
as well as shares of Class B common stock. A cash balance is also maintained in the Stock Fund to facilitate transfers between investment fund options in the 401(k) Plan. The actual number of shares of Class A common stock
and Class B common stock owned by the Reporting Person fluctuates daily based on the Stock Fund's aggregate holdings. The Reporting Person's holdings under the 401(k) Plan also include additional units acquired in
connection with elective deferrals and Company matching contributions since the Reporting Person's last beneficial ownership report. Those transactions were exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B).