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SEMPRA — Director's Dealing 2019
Jan 5, 2019
29997_dirs_2019-01-04_ee1c3993-cdc2-41a3-9580-74a23505f699.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEMPRA ENERGY (SRE)
CIK: 0001032208
Period of Report: 2019-01-02
Reporting Person: MIHALIK TREVOR I (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Stock | A | 1918 | — | Acquired | 17636.56 | Direct |
| 2019-01-02 | Common Stock | F | 1445.31 | $106.76 | Disposed | 16191.25 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-02 | Employee Stock Option (right to buy) | $106.76 | A | 15512 | Acquired | 2029-01-01 | Common Stock (15512) | Direct |
| 2019-01-02 | Phantom Shares | $ | I | 483.98 | Disposed | Common Stock (483.98) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1826.77 | Indirect |
Footnotes
F1: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
F2: Phantom shares of Sempra Energy Common Stock acquired under Sempra Energy's deferred compensation plan. Total includes any additional shares accrued as dividend equivalents since the date of the last report of phantom shares. Phantom shares are payable in cash and may be transferred by the reporting person into an alternative investment account.
F3: Conversion of Derivative Security is 1 for 1.
F4: Date exercisable is immediate.
F5: Expiration date is Not Applicable.