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SEMPRA — Director's Dealing 2016
May 13, 2016
29997_dirs_2016-05-13_8e0f0766-ea6b-4be3-b832-81ee159a727c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEMPRA ENERGY (SRE)
CIK: 0001032208
Period of Report: 2016-05-12
Reporting Person: Brown Kathleen (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-12 | Restricted Phantom Shares | $ | A | 569.422 | Acquired | Common Stock (569.422) | Direct |
Footnotes
F1: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock.
F2: Restricted phantom shares of Sempra Energy Common Stock acquired as director compensation. Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2017 Annual Meeting of Sempra Energy Shareholders. Following termination of service as a director, the then market value of the shares plus reinvested dividend equivalents is paid to the director in cash.