AI assistant
SEMPRA — Director's Dealing 2016
Aug 8, 2016
29997_dirs_2016-08-08_d9160e77-fe4c-4070-9305-c5ab63291674.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEMPRA ENERGY (SRE)
CIK: 0001032208
Period of Report: 2016-08-08
Reporting Person: RUTLEDGE WILLIAM P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-08 | Common Stock | M | 5000 | $64.81 | Acquired | 10837.976 | Direct |
| 2016-08-08 | Common Stock | S | 5000 | $107.20 | Disposed | 5837.976 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-08 | Director Stock Option (4/26/2007) - 5,000 shares) | $64.81 | M | 5000 | Disposed | Common Stock (5000) | Direct |
Footnotes
F1: Non-employee director stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares parenthetically indicated. Fully exercisable as to all shares subject thereto commencing on the date of the Sempra Energy Annual Meeting of Shareholders next succeeding the date of grant or, if earlier, the occurrence of a change in control (as defined) or termination of director service as a result of death, disability, retirement (as defined) or involuntary termination (other than for cause). Expires ten years from date of grant or, if earlier, five years following termination of director service.
F2: Not applicable.