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Semler Scientific, Inc. — Director's Dealing 2021
Mar 31, 2021
32857_dirs_2021-03-31_c095e042-f1aa-4593-bbb7-17b203ac7603.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2020-12-31
Reporting Person: William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 (10% Owner)
Reporting Person: Chang William H (10% Owner)
Reporting Person: Chang Diana Shon (10% Owner)
Reporting Person: Chang 2020 GP LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-03 | Common Stock | G | 70101 | — | Disposed | 379899 | Direct |
| 2020-09-03 | Common Stock | G | 70101 | — | Disposed | 379899 | Direct |
| 2020-09-03 | Common Stock | G | 140202 | — | Acquired | 532525 | Direct |
| 2020-10-09 | Common Stock | G | 29523 | — | Disposed | 350376 | Direct |
| 2020-10-09 | Common Stock | G | 29523 | — | Disposed | 350376 | Direct |
| 2020-10-09 | Common Stock | G | 59046 | — | Acquired | 591571 | Direct |
| 2020-12-04 | Common Stock | G | 171618 | — | Disposed | 419953 | Direct |
| 2020-12-09 | Common Stock | G | 2416 | — | Disposed | 417537 | Direct |
| 2020-12-09 | Common Stock | G | 2416 | — | Acquired | 2416 | Indirect |
Footnotes
F1: Shares are held in six GRATs, for which Mr. Chang acts as sole Trustee and has voting and investment control.
F2: Shares are held in six GRATs, for which Mrs. Chang acts as sole Trustee and has voting and investment control.
F3: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006.
F4: Shares are held by Chang 2020 GP LLC, for which Mr. and Mrs. Chang are the sole managers and share voting and investment control.