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Semler Scientific, Inc. — Director's Dealing 2021
Jun 15, 2021
32857_dirs_2021-06-14_cab0bc0f-848f-4763-85e6-2420ea26e903.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2021-06-10
Reporting Person: Pan Wayne T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-10 | Common Stock | M | 5000 | $1.72 | Acquired | 5000 | Direct |
| 2021-06-10 | Common Stock | F | 78 | $110.00 | Disposed | 4922 | Direct |
| 2021-06-10 | Common Stock | M | 5000 | $2.23 | Acquired | 9922 | Direct |
| 2021-06-10 | Common Stock | F | 101 | $110.00 | Disposed | 9821 | Direct |
| 2021-06-10 | Common Stock | M | 6583 | $2.56 | Acquired | 16404 | Direct |
| 2021-06-10 | Common Stock | F | 153 | $110.00 | Disposed | 16251 | Direct |
| 2021-06-10 | Common Stock | M | 5000 | $3.35 | Acquired | 21251 | Direct |
| 2021-06-10 | Common Stock | F | 152 | $110.00 | Disposed | 21099 | Direct |
| 2021-06-10 | Common Stock | M | 19750 | $3.44 | Acquired | 40849 | Direct |
| 2021-06-10 | Common Stock | F | 618 | $110.00 | Disposed | 40231 | Direct |
| 2021-06-10 | Common Stock | M | 5000 | $8.00 | Acquired | 45231 | Direct |
| 2021-06-10 | Common Stock | F | 364 | $110.00 | Disposed | 44867 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-10 | Stock Option (right to buy) | $1.72 | M | 5000 | Disposed | 2027-01-20 | Common Stock (5000) | Direct |
| 2021-06-10 | Stock Option (right to buy) | $2.23 | M | 5000 | Disposed | 2026-02-18 | Common Stock (5000) | Direct |
| 2021-06-10 | Stock Option (right to buy) | $2.56 | M | 6583 | Disposed | 2025-12-30 | Common Stock (6583) | Direct |
| 2021-06-10 | Stock Option (right to buy) | $3.35 | M | 5000 | Disposed | 2025-07-30 | Common Stock (5000) | Direct |
| 2021-06-10 | Stock Option (right to buy) | $3.44 | M | 19750 | Disposed | 2025-10-28 | Common Stock (19750) | Direct |
| 2021-06-10 | Stock Option (right to buy) | $8.00 | M | 5000 | Disposed | 2028-01-01 | Common Stock (5000) | Direct |
Footnotes
F1: The option vested in full on the one year anniversary of the grant date.
F2: The option vested monthly over one year beginning July 21, 2015.
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