Semler Scientific, Inc. — Director's Dealing 2019

Nov 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2019-09-03

Reporting Person: William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 (10% Owner)
Reporting Person: Chang William H (10% Owner)
Reporting Person: Chang Diana Shon (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-03	Common Stock	G	600000	—	Disposed	711134	Direct
2019-09-03	Common Stock	G	300000	—	Acquired	300000	Direct
2019-09-03	Common Stock	G	300000	—	Acquired	300000	Direct
2019-10-09	Common Stock	G	300000	—	Disposed	411134	Direct
2019-10-09	Common Stock	G	150000	—	Disposed	450000	Direct
2019-10-09	Common Stock	G	150000	—	Disposed	450000	Direct

Footnotes

F1: Shares are held directly by William H.C. Chang & Diana Shon Chang TTEE Chang Family Trust U/A DTD 10/23/2006 (the "Trust").

F2: On September 3, 2019 the Trust contributed an aggregate 600,000 shares of the Issuer's common stock to six separate grantor retained annuity trusts ("GRATS"), 100,000 shares each, for which Mrs. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 300,000 shares, and for which Mr. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 300,000 shares.

F3: Shares are held in three GRATs, for which Mr. Chang acts as sole Trustee and has voting and investment control.

F4: Shares are held in three GRATs, for which Mrs. Chang acts as sole Trustee and has voting and investment control.

F5: On October 9, 2019 the Trust contributed an aggregate 300,000 shares of the Issuer's common stock to six separate GRATS, 50,000 shares each, for which Mrs. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 150,000 shares, and for which Mr. Chang acts as sole Trustee of three GRATs and has retained sole voting and dispositive power as to 150,000 shares.

F6: Shares are held in three GRATs (separate from those referenced in footnote 3), for which Mr. Chang acts as sole Trustee and has voting and investment control.

F7: Shares are held in three GRATs (separate from those referenced in footnote 4), for which Mrs. Chang acts as sole Trustee and has voting and investment control.