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Semler Scientific, Inc. — Director's Dealing 2014
Feb 20, 2014
32857_dirs_2014-02-20_079e447f-0e94-4423-bde0-3775516370cb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2014-02-20
Reporting Person: Gupta Dinesh C. (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $ | Common Stock (105556) | Indirect | ||
| Series A Convertible Preferred Stock | $ | Common Stock (11111) | Indirect | ||
| Series A Preferred Stock Warrant (right to buy) | $4.50 | 2016-07-31 | Common Stock (36945) | Indirect | |
| Series A Preferred Stock Warrant (right to buy) | $4.50 | 2016-07-31 | Common Stock (3889) | Indirect |
Footnotes
F1: These securities are automatically convertible into Issuer's common stock on a one-for-one basis upon consummation of Issuer's initial public offering ("IPO") and have no expiration date.
F2: These warrants will be cashlessly exercised upon consummation of Issuer's IPO.
F3: Mr. Gupta is a general partner and an investor in Satwik Mezzanine Fund I, LLC. Mr. Gupta disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: These securities are held for the benefit of Mr. Gupta.
F5: Mr. Gupta is a general partner and an investor in First Guardian Group I, LLC. Mr. Gupta disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.