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Semler Scientific, Inc. Director's Dealing 2014

Feb 28, 2014

32857_dirs_2014-02-27_37e8aedf-74cd-460f-be5d-f1539a29c4d3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2014-02-26

Reporting Person: GPG SSF Investment (Exit filing, below 10%)
Reporting Person: Green Park & Golf Ventures, LLC (Exit filing, below 10%)
Reporting Person: Heighten Clay M (Exit filing, below 10%)
Reporting Person: Soderstrom Carl D (Exit filing, below 10%)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-26 Common Stock C 171500 Acquired 171500 Direct
2014-02-26 Common Stock M 68625 $4.50 Acquired 240125 Direct
2014-02-26 Common Stock M 60000 $4.50 Acquired 300125 Direct
2014-02-26 Common Stock M 82689 $7.00 Disposed 217436 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-26 Series A Convertible Preferred Stock $ C 171500 Disposed Common Stock (171500) Direct
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 68625 Disposed 2015-06-30 Common Stock (68625) Direct
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 60000 Disposed 2015-06-30 Common Stock (60000) Direct

Footnotes

F1: These securities automatically converted into Issuer's common stock on a one-for-one basis upon consummation of Issuer's initial public offering ("IPO") and had no expiration date.

F2: These securities were cashlessly exercised immediately prior to Issuer's IPO and automatically converted into shares of Issuer's common stock on a one-for-one basis.