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Semler Scientific, Inc. — Director's Dealing 2014
Feb 28, 2014
32857_dirs_2014-02-27_37e8aedf-74cd-460f-be5d-f1539a29c4d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2014-02-26
Reporting Person: GPG SSF Investment (Exit filing, below 10%)
Reporting Person: Green Park & Golf Ventures, LLC (Exit filing, below 10%)
Reporting Person: Heighten Clay M (Exit filing, below 10%)
Reporting Person: Soderstrom Carl D (Exit filing, below 10%)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-26 | Common Stock | C | 171500 | — | Acquired | 171500 | Direct |
| 2014-02-26 | Common Stock | M | 68625 | $4.50 | Acquired | 240125 | Direct |
| 2014-02-26 | Common Stock | M | 60000 | $4.50 | Acquired | 300125 | Direct |
| 2014-02-26 | Common Stock | M | 82689 | $7.00 | Disposed | 217436 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-26 | Series A Convertible Preferred Stock | $ | C | 171500 | Disposed | Common Stock (171500) | Direct | |
| 2014-02-26 | Series A Preferred Stock Warrant (right to buy) | $4.50 | M | 68625 | Disposed | 2015-06-30 | Common Stock (68625) | Direct |
| 2014-02-26 | Series A Preferred Stock Warrant (right to buy) | $4.50 | M | 60000 | Disposed | 2015-06-30 | Common Stock (60000) | Direct |
Footnotes
F1: These securities automatically converted into Issuer's common stock on a one-for-one basis upon consummation of Issuer's initial public offering ("IPO") and had no expiration date.
F2: These securities were cashlessly exercised immediately prior to Issuer's IPO and automatically converted into shares of Issuer's common stock on a one-for-one basis.