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Semler Scientific, Inc. Director's Dealing 2014

Feb 28, 2014

32857_dirs_2014-02-27_5322ac9e-4676-4dcf-af90-92fbe1e411b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2014-02-26

Reporting Person: SEMLER ERIC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-26 Common Stock C 173668 Acquired 356525 Direct
2014-02-26 Common Stock C 125000 Acquired 481525 Direct
2014-02-26 Common Stock M 83334 $4.50 Acquired 564859 Direct
2014-02-26 Common Stock M 41667 $4.50 Acquired 606526 Direct
2014-02-26 Common Stock M 5250 $4.50 Acquired 611776 Direct
2014-02-26 Common Stock M 93750 $4.00 Acquired 705526 Direct
2014-02-26 Common Stock F 137305 $7.00 Disposed 568221 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-26 Series A Convertible Preferred Stock $ C 173668 Disposed Common Stock (173668) Direct
2014-02-26 Series A-1 Convertible Preferred Stock $ C 125000 Disposed Common Stock (125000) Direct
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 83334 Disposed 2015-06-30 Common Stock (83334) Direct
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 41667 Disposed 2015-06-30 Common Stock (41667) Direct
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 5250 Disposed 2015-06-30 Common Stock (5250) Direct
2014-02-26 Series A-1 Preferred Stock Warrant (right to buy) $4.00 M 93750 Disposed 2015-06-30 Common Stock (93750) Direct

Footnotes

F1: These securities automatically converted into Issuer's common stock on a one-for-one basis upon consummation of Issuer's initial public offering ("IPO") and had no expiration date.

F2: These securities were cashlessly exercised immediately prior to Issuer's IPO and automatically converted into shares of Issuer's common stock on a one-for-one basis.