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Semler Scientific, Inc. — Director's Dealing 2014
Feb 28, 2014
32857_dirs_2014-02-27_5322ac9e-4676-4dcf-af90-92fbe1e411b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2014-02-26
Reporting Person: SEMLER ERIC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-26 | Common Stock | C | 173668 | — | Acquired | 356525 | Direct |
| 2014-02-26 | Common Stock | C | 125000 | — | Acquired | 481525 | Direct |
| 2014-02-26 | Common Stock | M | 83334 | $4.50 | Acquired | 564859 | Direct |
| 2014-02-26 | Common Stock | M | 41667 | $4.50 | Acquired | 606526 | Direct |
| 2014-02-26 | Common Stock | M | 5250 | $4.50 | Acquired | 611776 | Direct |
| 2014-02-26 | Common Stock | M | 93750 | $4.00 | Acquired | 705526 | Direct |
| 2014-02-26 | Common Stock | F | 137305 | $7.00 | Disposed | 568221 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-26 | Series A Convertible Preferred Stock | $ | C | 173668 | Disposed | Common Stock (173668) | Direct | |
| 2014-02-26 | Series A-1 Convertible Preferred Stock | $ | C | 125000 | Disposed | Common Stock (125000) | Direct | |
| 2014-02-26 | Series A Preferred Stock Warrant (right to buy) | $4.50 | M | 83334 | Disposed | 2015-06-30 | Common Stock (83334) | Direct |
| 2014-02-26 | Series A Preferred Stock Warrant (right to buy) | $4.50 | M | 41667 | Disposed | 2015-06-30 | Common Stock (41667) | Direct |
| 2014-02-26 | Series A Preferred Stock Warrant (right to buy) | $4.50 | M | 5250 | Disposed | 2015-06-30 | Common Stock (5250) | Direct |
| 2014-02-26 | Series A-1 Preferred Stock Warrant (right to buy) | $4.00 | M | 93750 | Disposed | 2015-06-30 | Common Stock (93750) | Direct |
Footnotes
F1: These securities automatically converted into Issuer's common stock on a one-for-one basis upon consummation of Issuer's initial public offering ("IPO") and had no expiration date.
F2: These securities were cashlessly exercised immediately prior to Issuer's IPO and automatically converted into shares of Issuer's common stock on a one-for-one basis.
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