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Semler Scientific, Inc. Director's Dealing 2014

Feb 28, 2014

32857_dirs_2014-02-27_d74b72c0-29c1-45a1-8c80-50a851e88aed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2014-02-26

Reporting Person: Semler Shirley L. (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-26 Common Stock M 33334 $4.50 Acquired 630640 Indirect
2014-02-26 Common Stock M 24306 $4.50 Acquired 654946 Indirect
2014-02-26 Common Stock F 37055 $7.00 Disposed 617891 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 33334 Disposed 2023-05-31 Common Stock (33334) Indirect
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 24306 Disposed 2023-06-30 Common Stock (24306) Indirect

Footnotes

F1: These securities were cashlessly exercised immediately prior to Issuer's initial public offering and automatically converted into shares of Issuer's common stock on a one-for-one basis.