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Semler Scientific, Inc. Director's Dealing 2014

Feb 28, 2014

32857_dirs_2014-02-27_281e0baa-a023-40c8-b1e2-78bd096f2587.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Semler Scientific, Inc. (SMLR)
CIK: 0001554859
Period of Report: 2014-02-26

Reporting Person: Chang William H (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-26 Common Stock C 417781 Acquired 537066 Indirect
2014-02-26 Common Stock C 64583 Acquired 601649 Indirect
2014-02-26 Common Stock C 41667 Acquired 634316 Indirect
2014-02-26 Common Stock M 38889 $4.50 Acquired 682205 Indirect
2014-02-26 Common Stock M 83334 $4.50 Acquired 765539 Indirect
2014-02-26 Common Stock M 92501 $4.50 Acquired 858040 Indirect
2014-02-26 Common Stock M 54167 $4.50 Acquired 912207 Indirect
2014-02-26 Common Stock M 37500 $4.50 Acquired 949707 Indirect
2014-02-26 Common Stock M 37500 $4.50 Acquired 987207 Indirect
2014-02-26 Common Stock M 44445 $4.50 Acquired 1031652 Indirect
2014-02-26 Common Stock M 20844 $4.00 Acquired 1052496 Indirect
2014-02-26 Common Stock M 48437 $4.00 Acquired 1100933 Indirect
2014-02-26 Common Stock F 286460 $7.00 Disposed 814473 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-26 Series A Convertible Preferred Stock $ C 417781 Disposed Common Stock (417781) Indirect
2014-02-26 Series A-1 Convertible Preferred Stock $ C 64583 Disposed Common Stock (64583) Indirect
2014-02-26 Series A-2 Convertible Preferred Stock $ C 41667 Disposed Common Stock (41667) Indirect
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 38889 Disposed 2016-07-31 Common Stock (38889) Indirect
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 83334 Disposed 2015-06-30 Common Stock (83334) Indirect
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 92501 Disposed 2016-06-30 Common Stock (92501) Indirect
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 54167 Disposed 2015-06-30 Common Stock (54167) Indirect
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 37500 Disposed 2021-08-31 Common Stock (37500) Indirect
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 37500 Disposed 2021-05-31 Common Stock (37500) Indirect
2014-02-26 Series A Preferred Stock Warrant (right to buy) $4.50 M 44445 Disposed 2016-01-31 Common Stock (44445) Indirect
2014-02-26 Series A-1 Preferred Stock Warrant (right to buy) $4.00 M 20844 Disposed 2016-01-31 Common Stock (20844) Indirect
2014-02-26 Series A-1 Preferred Stock Warrant (right to buy) $4.00 M 48437 Disposed 2015-06-30 Common Stock (48437) Indirect

Footnotes

F1: These securities automatically converted into Issuer's common stock on a one-for-one basis upon consummation of Issuer's initial public offering ("IPO") and had no expiration date.

F2: These securities were cashlessly exercised immediately prior to Issuer's IPO and automatically converted into shares of Issuer's common stock on a one-for-one basis.