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SemiLEDs Corp — Director's Dealing 2013
Apr 9, 2013
35004_dirs_2013-04-09_20ead480-5ea4-48d2-b392-defbac5537fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SemiLEDs Corp (LEDS)
CIK: 0001333822
Period of Report: 2013-04-05
Reporting Person: DOAN TRUNG T (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-05 | Common Stock | A | 200000 | — | Acquired | 2059555 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1571428 | Indirect |
Footnotes
F1: These shares represent restricted stock units and will be settled in LEDS common stock upon vesting. 25% of the restricted stock units will vest on April 5 in each of 2014, 2015, 2016 and 2017, subject to the Reporting Person's continuous employment through each of the vesting dates, and will become fully vested upon a change in control. Vested shares will be delivered to the reporting person within the first open trading window following the vesting date, but in no event later than the 15th day of the 3rd month following the end of the Company's tax year that includes the vesting date.
F2: All such shares are held by The Trung Tri Doan 2010 GRAT.