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SELLAS Life Sciences Group, Inc. — Director's Dealing 2018
Dec 19, 2018
33651_dirs_2018-12-19_3deb2608-a17f-46e1-820a-b34e1743cec1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SELLAS Life Sciences Group, Inc. (SLS)
CIK: 0001390478
Period of Report: 2018-12-17
Reporting Person: Burns John Thomas (VP, Finance & Corp Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1332.00 | 2023-06-28 | Common Stock (33) | Direct | |
| Stock Option (Right to Buy) | $2328.00 | 2023-11-26 | Common Stock (42) | Direct | |
| Stock Option (Right to Buy) | $1050.00 | 2025-01-15 | Common Stock (25) | Direct | |
| Stock Option (Right to Buy) | $1062.00 | 2025-06-19 | Common Stock (33) | Direct | |
| Stock Option (Right to Buy) | $900.00 | 2025-12-18 | Common Stock (50) | Direct | |
| Stock Option (Right to Buy) | $504.00 | 2026-02-23 | Common Stock (125) | Direct | |
| Stock Option (Right to Buy) | $54.30 | 2027-01-17 | Common Stock (500) | Direct | |
| Stock Option (Right to Buy) | $5.24 | 2028-03-13 | Common Stock (20000) | Direct |
Footnotes
F1: Fully vested and immediately exercisable.
F2: One-quarter (1/4) of the option shares will vest and became exercisable one year from the March 13, 2018 grant date, and the remainder will vest and become exercisable in equal monthly installments for thirty-six (36) months thereafter, provided that the Reporting Person remains in service with the Issuer through each such monthly vesting date.
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