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SELLAS Life Sciences Group, Inc. — Director's Dealing 2014
Jan 23, 2014
33651_dirs_2014-01-22_7dd4fea7-576c-4c5c-b486-e60063280659.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Galena Biopharma, Inc. (GALE)
CIK: 0001390478
Period of Report: 2014-01-17
Reporting Person: KRIEGSMAN STEVEN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-17 | Common Stock | M | 200000 | $0.85 | Acquired | 205000 | Direct |
| 2014-01-17 | Common Stock | S | 200000 | $7 | Disposed | 5000 | Direct |
| 2014-01-22 | Common Stock | M | 200000 | $1.18 | Acquired | 205000 | Direct |
| 2014-01-22 | Common Stock | M | 50000 | $0.72 | Acquired | 255000 | Direct |
| 2014-01-22 | Common Stock | S | 250000 | $6.13 | Disposed | 5000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-17 | Stock Option (right to buy) | $0.85 | M | 200000 | Disposed | 2021-09-27 | Common Stock (200000) | Direct |
| 2014-01-22 | Stock Option (right to buy) | $1.18 | M | 200000 | Disposed | 2021-03-24 | Common Stock (200000) | Direct |
| 2014-01-22 | Stock Option (right to buy) | $0.72 | M | 50000 | Disposed | 2022-01-12 | Common Stock (50000) | Direct |
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