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SELLAS Life Sciences Group, Inc. — Capital/Financing Update 2012
May 31, 2012
33651_rns_2012-05-31_f5fa5bed-0871-4898-a26f-6ac523668a4b.zip
Capital/Financing Update
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POS AM 1 d358797dposam.htm FORM S-3 FORM S-3
As filed with the Securities and Exchange Commission on May 31, 2012
Registration No. 333-158968
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Post-Effective Amendment No. 1
to
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
GALENA BIOPHARMA, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 20-8099512 |
|---|---|
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) |
310 N. State Street, Suite 208
Lake Oswego, Oregon 97034
(855) 855-4253
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Mark J. Ahn, Ph.D.
President and Chief Executive Officer
Galena Biopharma, Inc.
310 N. State Street, Suite 208
Lake Oswego, Oregon 97034
(855) 855-4253
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copy to:
Dale E. Short
TroyGould PC
1801 Century Park East, 16 th Floor
Los Angeles, California 90067
(310) 553-4441
Approximate date of commencement of proposed sale to the public : From time to time after the effective date of this registration statement.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, check the following box. ¨
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. þ
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ¨
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer | ¨ | Accelerated filer | ¨ |
|---|---|---|---|
| Non-accelerated filer | ¨ (Do not check if a smaller reporting company) | Smaller reporting company | þ |
EXPLANATORY NOTE: DEREGISTRATION OF SECURITIES
This Post-Effective Amendment No. 1 (this Post-Effective Amendment) is filed by Galena Biopharma, Inc. (the Company) and amends the registration statement filed on Form S-3 (File No. 333-158968) with the Securities and Exchange Commission (the Commission) on May 4, 2009 (the former Registration Statement), registering securities of the Company to be sold in a shelf registration under Rule 415 of the Securities Act of 1933, as amended (the Act).
On May 22, 2012, the Company filed in accordance with Rule 415(a)(6) under the Act a new registration statement on Form S-3 (File No. 333-181589) (the new Registration Statement) with the Commission covering unsold securities under the former Registration Statement. The new Registration Statement has been declared effective by the Commission. Under Rule 415(a)(6) under the Act, the offering of securities under the former Registration Statement is deemed terminated as of the effective date of the new Registration Statement. In accordance with undertakings made by the Company in the former Registration Statement to remove from registration, by means of a post-effective amendment, any of the securities which remain unsold at the termination of the offering, the Company hereby removes from registration the securities of the Company registered but unsold under the former Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to Registration Statement on Form S-3 to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Lake Oswego, State of Oregon, on May 31, 2012.
| Galena Biopharma, Inc. | |
|---|---|
| By: | /s/ Mark J. Ahn |
| Mark J. Ahn, Ph.D. | |
| President and Chief Executive Officer |
Note: No other person is required to sign this Post-Effective Amendment No. 1 to Registration Statement in reliance upon Rule 478 under the Securities Act of 1933, as amended.
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