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SELECT HARVESTS LIMITED — Major Shareholding Notification 2016
Aug 11, 2016
65792_rns_2016-08-11_f4e1886a-b2d0-407a-ae03-2b6d9c83ca57.pdf
Major Shareholding Notification
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Notice of ceasing to be a substantial holder
Form 605 Corporations Act 2001 Section 671B
To: SELECT HARVESTS LIMITED
ACN/ARSN
000 721 380
1. Details of substantial holder
Name Deutsche Bank AG and its related bodies corporate (together, the “Deutsche Bank Group”)
ACN/ARSN (if applicable)
064 165 162
The holder ceased to be a substantial holder on 10 August 2016 The previous notice was given to the company on 10 August 2016 The previous notice was dated 8 August 2016
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Person whose relevant interest changed |
Nature of change(4) |
Consideration given in relation to change(5) |
Class(6) and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Deutsche Bank AG, Sydney Branch | Level 16, Deutsche Bank Place, Corner Hunter and Philip Street, Sydney,NSW,Australia2000 |
| Deutsche Bank AG, London Branch | Winchester House, 1 Great Winchester Street, London, United Kingdom EC2N 2DB |
| Deutsche Securities Australia Limited | Level 16, Deutsche Bank Place, Corner Hunter and Philip Street, Sydney,NSW,Australia2000 |
==> picture [128 x 37] intentionally omitted <==
Signature
Name MaryAnn Co Deutsche Bank AG, Hong Kong Branch 12 August 2016
Schedule 1
| Date of change |
Holder of relevant interest | Nature of change | Consideration given in relation to change |
Class and number of securities affected (Ordinary Shares) |
Person's votes affected |
|---|---|---|---|---|---|
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.38 | 7,604 | 7,604 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.35 | 3,280 | 3,280 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.36 | 2,518 | 2,518 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.37 | 1,092 | 1,092 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.33 | 885 | 885 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.32 | 280 | 280 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.33 | 203 | 203 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.32 | 173 | 173 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.38 | -173 | -173 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.32 | -173 | -173 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.35 | -470 | -470 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.37 | -544 | -544 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.33 | -782 | -782 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.34 | -2,431 | -2,431 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.32 | -4,751 | -4,751 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.37 | -6,010 | -6,010 |
| 09/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.41 | -6,788 | -6,788 |
| 09/08/2016 | Deutsche SecuritiesAustraliaLimited | Buy | 7.37 | 102 | 102 |
| 09/08/2016 | Deutsche SecuritiesAustraliaLimited | Buy | 7.40 | 12 | 12 |
| 09/08/2016 | Deutsche SecuritiesAustraliaLimited | Sell | 7.39 | -12 | -12 |
| 09/08/2016 | Deutsche SecuritiesAustraliaLimited | Sell | 7.35 | -26 | -26 |
| 10/08/2016 | Deutsche SecuritiesAustraliaLimited | Stock borrow from JP Morgan Chase Bank, N.A. (Sydney Branch) (Refer to Schedule 2) |
N/A | 52,000 | 52,000 |
| 10/08/2016 | DeutscheBank AG,London Branch | Return of rehypothecated shares under a prime brokerage agreement with Cadence Capital Limited (Refer to Schedule 2) |
N/A | -156,330 | -156,330 |
| 10/08/2016 | DeutscheBank AG,London Branch | Return of rehypothecated shares under a prime brokerage agreement with Cadence Capital Limited (Refer to Schedule 2) |
N/A | -206,703 | -206,703 |
| 10/08/2016 | DeutscheBank AG,London Branch | Return of rehypothecated shares under a prime brokerage agreement with Cadence Capital Limited (Refer to Schedule 2) |
N/A | -406,964 | -406,964 |
| 10/08/2016 | DeutscheBank AG,London Branch | Return of rehypothecated shares under a prime brokerage agreement with Cadence Capital Limited (Refer to Schedule 2) |
N/A | -303,756 | -303,756 |
| 10/08/2016 | DeutscheBank AG,London Branch | Return of rehypothecated shares under a prime brokerage agreement with Cadence Capital Limited (Refer to Schedule 2) |
N/A | -52,334 | -52,334 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.21 | 7,672 | 7,672 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.20 | 7,457 | 7,457 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.29 | 7,058 | 7,058 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.23 | 4,100 | 4,100 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.25 | 3,857 | 3,857 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.25 | 1,972 | 1,972 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.20 | 1,767 | 1,767 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.21 | 684 | 684 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.30 | 683 | 683 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.24 | 225 | 225 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.21 | 151 | 151 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.25 | 64 | 64 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.23 | 54 | 54 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Buy | 7.27 | 33 | 33 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.26 | -349 | -349 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.22 | -379 | -379 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.26 | -1,958 | -1,958 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.21 | -2,196 | -2,196 |
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.24 | -2,307 | -2,307 |
| 10/08/2016 | Deutsche Bank AG, Sydney Branch | Sell | 7.23 | -4,100 | -4,100 |
For internal use only
Schedule 1
| Date of change |
Holder of relevant interest | Nature of change | Consideration given in relation to change |
Class and number of securities affected (Ordinary Shares) |
Person's votes affected |
|---|---|---|---|---|---|
| 10/08/2016 | DeutscheBank AG, SydneyBranch | Sell | 7.29 | -7,058 | -7,058 |
| 10/08/2016 | Deutsche SecuritiesAustraliaLimited | Buy | 7.29 | 35 | 35 |
| 10/08/2016 | Deutsche SecuritiesAustraliaLimited | Buy | 7.21 | 19 | 19 |
| 10/08/2016 | Deutsche SecuritiesAustraliaLimited | Sell | 7.20 | -3 | -3 |
| 10/08/2016 | Deutsche Securities Australia Limited | Sell | 7.27 | -5 | -5 |
For internal use only
Schedule 2
| Type of Agreement: | Prime Brokerage Agreement | Securities LendingAgreement |
|---|---|---|
| Parties to Agreement: | (1) Deutsche Bank AG, London Branch (2) Cadence Capital Limited |
(1) Deutsche Securities Australia Limited (2) JP Morgan Chase Bank N.A., Sydney Branch |
| Transfer date: | 10 August 2016 | 10 August 2016 |
| Holder of voting rights: | Registered holder | Registered holder |
| Are there any restrictions on voting rights: |
No | No |
| If yes, detail: | No | N/A |
| Scheduled return date (if any): | None (subject to the terms of the relevant loan) |
None (subject to the terms of the relevant loan) |
| Does the borrower have the right to return early: |
Yes | Yes |
| If yes, detail: | The borrower has the right to return at any time. |
The borrower has the right to return at any time (subject to the terms of the relevant loan) |
| Does the lender have the right to recall early: |
Yes | Yes |
| If yes, detail: | The lender has the right to recall at any time |
The lender has the right to recall at any time (subject to the terms of the relevant loan) |
| Will the securities be returned on settlement: |
Yes | Yes |
| If yes, detail any exceptions: | Borrower may return the cash value thereof |
N/A |