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SELECT HARVESTS LIMITED Major Shareholding Notification 2016

Aug 11, 2016

65792_rns_2016-08-11_f4e1886a-b2d0-407a-ae03-2b6d9c83ca57.pdf

Major Shareholding Notification

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Notice of ceasing to be a substantial holder

Form 605 Corporations Act 2001 Section 671B

To: SELECT HARVESTS LIMITED

ACN/ARSN

000 721 380

1. Details of substantial holder

Name Deutsche Bank AG and its related bodies corporate (together, the “Deutsche Bank Group”)

ACN/ARSN (if applicable)

064 165 162

The holder ceased to be a substantial holder on 10 August 2016 The previous notice was given to the company on 10 August 2016 The previous notice was dated 8 August 2016

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Person whose
relevant
interest
changed
Nature of
change(4)
Consideration
given in relation
to change(5)
Class(6) and
number of
securities affected
Person’s votes
affected

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Deutsche Bank AG, Sydney Branch Level 16, Deutsche Bank Place, Corner Hunter and Philip
Street, Sydney,NSW,Australia2000
Deutsche Bank AG, London Branch Winchester House, 1 Great Winchester Street, London, United
Kingdom EC2N 2DB
Deutsche Securities Australia Limited Level 16, Deutsche Bank Place, Corner Hunter and Philip
Street, Sydney,NSW,Australia2000

==> picture [128 x 37] intentionally omitted <==

Signature

Name MaryAnn Co Deutsche Bank AG, Hong Kong Branch 12 August 2016

Schedule 1

Date of
change
Holder of relevant interest Nature of change Consideration given
in relation to change
Class and number of
securities affected
(Ordinary Shares)
Person's
votes
affected
09/08/2016 DeutscheBank AG, SydneyBranch Buy 7.38 7,604 7,604
09/08/2016 DeutscheBank AG, SydneyBranch Buy 7.35 3,280 3,280
09/08/2016 DeutscheBank AG, SydneyBranch Buy 7.36 2,518 2,518
09/08/2016 DeutscheBank AG, SydneyBranch Buy 7.37 1,092 1,092
09/08/2016 DeutscheBank AG, SydneyBranch Buy 7.33 885 885
09/08/2016 DeutscheBank AG, SydneyBranch Buy 7.32 280 280
09/08/2016 DeutscheBank AG, SydneyBranch Buy 7.33 203 203
09/08/2016 DeutscheBank AG, SydneyBranch Buy 7.32 173 173
09/08/2016 DeutscheBank AG, SydneyBranch Sell 7.38 -173 -173
09/08/2016 DeutscheBank AG, SydneyBranch Sell 7.32 -173 -173
09/08/2016 DeutscheBank AG, SydneyBranch Sell 7.35 -470 -470
09/08/2016 DeutscheBank AG, SydneyBranch Sell 7.37 -544 -544
09/08/2016 DeutscheBank AG, SydneyBranch Sell 7.33 -782 -782
09/08/2016 DeutscheBank AG, SydneyBranch Sell 7.34 -2,431 -2,431
09/08/2016 DeutscheBank AG, SydneyBranch Sell 7.32 -4,751 -4,751
09/08/2016 DeutscheBank AG, SydneyBranch Sell 7.37 -6,010 -6,010
09/08/2016 DeutscheBank AG, SydneyBranch Sell 7.41 -6,788 -6,788
09/08/2016 Deutsche SecuritiesAustraliaLimited Buy 7.37 102 102
09/08/2016 Deutsche SecuritiesAustraliaLimited Buy 7.40 12 12
09/08/2016 Deutsche SecuritiesAustraliaLimited Sell 7.39 -12 -12
09/08/2016 Deutsche SecuritiesAustraliaLimited Sell 7.35 -26 -26
10/08/2016 Deutsche SecuritiesAustraliaLimited Stock borrow from JP Morgan Chase
Bank, N.A. (Sydney Branch)
(Refer to Schedule 2)
N/A 52,000 52,000
10/08/2016 DeutscheBank AG,London Branch Return of rehypothecated shares
under a prime brokerage agreement
with Cadence Capital Limited
(Refer to Schedule 2)
N/A -156,330 -156,330
10/08/2016 DeutscheBank AG,London Branch Return of rehypothecated shares
under a prime brokerage agreement
with Cadence Capital Limited
(Refer to Schedule 2)
N/A -206,703 -206,703
10/08/2016 DeutscheBank AG,London Branch Return of rehypothecated shares
under a prime brokerage agreement
with Cadence Capital Limited
(Refer to Schedule 2)
N/A -406,964 -406,964
10/08/2016 DeutscheBank AG,London Branch Return of rehypothecated shares
under a prime brokerage agreement
with Cadence Capital Limited
(Refer to Schedule 2)
N/A -303,756 -303,756
10/08/2016 DeutscheBank AG,London Branch Return of rehypothecated shares
under a prime brokerage agreement
with Cadence Capital Limited
(Refer to Schedule 2)
N/A -52,334 -52,334
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.21 7,672 7,672
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.20 7,457 7,457
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.29 7,058 7,058
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.23 4,100 4,100
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.25 3,857 3,857
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.25 1,972 1,972
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.20 1,767 1,767
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.21 684 684
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.30 683 683
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.24 225 225
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.21 151 151
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.25 64 64
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.23 54 54
10/08/2016 DeutscheBank AG, SydneyBranch Buy 7.27 33 33
10/08/2016 DeutscheBank AG, SydneyBranch Sell 7.26 -349 -349
10/08/2016 DeutscheBank AG, SydneyBranch Sell 7.22 -379 -379
10/08/2016 DeutscheBank AG, SydneyBranch Sell 7.26 -1,958 -1,958
10/08/2016 DeutscheBank AG, SydneyBranch Sell 7.21 -2,196 -2,196
10/08/2016 DeutscheBank AG, SydneyBranch Sell 7.24 -2,307 -2,307
10/08/2016 Deutsche Bank AG, Sydney Branch Sell 7.23 -4,100 -4,100

For internal use only

Schedule 1

Date of
change
Holder of relevant interest Nature of change Consideration given
in relation to change
Class and number of
securities affected
(Ordinary Shares)
Person's
votes
affected
10/08/2016 DeutscheBank AG, SydneyBranch Sell 7.29 -7,058 -7,058
10/08/2016 Deutsche SecuritiesAustraliaLimited Buy 7.29 35 35
10/08/2016 Deutsche SecuritiesAustraliaLimited Buy 7.21 19 19
10/08/2016 Deutsche SecuritiesAustraliaLimited Sell 7.20 -3 -3
10/08/2016 Deutsche Securities Australia Limited Sell 7.27 -5 -5

For internal use only

Schedule 2

Type of Agreement: Prime Brokerage Agreement Securities LendingAgreement
Parties to Agreement: (1) Deutsche Bank AG, London Branch
(2) Cadence Capital Limited
(1) Deutsche Securities Australia
Limited
(2) JP Morgan Chase Bank N.A., Sydney
Branch
Transfer date: 10 August 2016 10 August 2016
Holder of voting rights: Registered holder Registered holder
Are there any restrictions on
voting rights:
No No
If yes, detail: No N/A
Scheduled return date (if any): None (subject to the terms of the
relevant loan)
None (subject to the terms of the
relevant loan)
Does the borrower have the
right to return early:
Yes Yes
If yes, detail: The borrower has the right to return at
any time.
The borrower has the right to return at
any time (subject to the terms of the
relevant loan)
Does the lender have the right
to recall early:
Yes Yes
If yes, detail: The lender has the right to recall at any
time
The lender has the right to recall at any
time (subject to the terms of the
relevant loan)
Will the securities be returned
on settlement:
Yes Yes
If yes, detail any exceptions: Borrower may return the cash value
thereof
N/A