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SEI INVESTMENTS CO — Director's Dealing 2024
Mar 28, 2024
30575_dirs_2024-03-28_72a62ac6-9eb5-4189-bece-e326e8a73085.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2024-02-29
Reporting Person: CIPRIANO JAMES (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17297 | Direct |
| Common Stock | 10768 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $40.64 | 2024-12-09 | Common Stock (5000) | Direct | |
| Option to Purchase Common Stock | $40.64 | 2024-12-09 | Common Stock (5000) | Direct | |
| Option to Purchase Common Stock | $53.34 | 2025-12-08 | Common Stock (6250) | Direct | |
| Option to Purchase Common Stock | $53.34 | 2025-12-08 | Common Stock (6250) | Direct | |
| Option to Purchase Common Stock | $49.63 | 2026-12-13 | Common Stock (8750) | Direct | |
| Option to Purchase Common Stock | $49.63 | 2026-12-13 | Common Stock (8750) | Direct | |
| Option to Purchase Common Stock | $71.12 | 2027-12-12 | Common Stock (15000) | Direct | |
| Option to Purchase Common Stock | $48.47 | 2028-12-11 | Common Stock (17000) | Direct | |
| Option to Purchase Common Stock | $64.43 | 2029-12-09 | Common Stock (20000) | Direct | |
| Option to Purchase Common Stock | $56.54 | 2030-12-08 | Common Stock (35000) | Direct | |
| Option to Purchase Common Stock | $60.46 | 2031-12-10 | Common Stock (45000) | Direct | |
| Option to Purchase Common Stock | $61.81 | 2032-12-05 | Common Stock (13500) | Direct | |
| Option to Purchase Common Stock | $62 | 2033-12-15 | Common Stock (25000) | Direct |
Footnotes
F1: Includes (i) 5,300 restricted stock units subject to vesting, received as employment compensation and (ii) 1,997 shares purchased through the issuer's Employee Stock Purchase Plan.
F2: (a) Vested as to 50% of the shares on December 31, 2021; and (b) will vest as to 100% of the shares on the year in which the Company has adjusted earnings per share or EPS of $5.50 or more.
F3: (a) Vested as to 50% of the shares on December 31, 2021; and (b) will vest as to 100% of the shares on December 31 of the year in which the Company has adjusted earnings per share or EPS of $6.00 or more.
F4: (a) Vested as to 50% of the shares on December 31, 2022; and (b) will vest as to 100% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.35 or more, or December 31, 2024.
F5: Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.75 or more, or December 31, 2023; and (b) as to 100% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $7.00 or more, or December 31, 2025.
F6: Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.00 or more, or December 31, 2024; and (b) as to 100% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $6.25 or more, or December 31, 2026.
F7: Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.25 or more, or December 31, 2025; and (b) as to 100% of the shares on December 31 of the year in which the Company has adjusted earnings per share or EPS of $7.10 or more, or December 31, 2027.