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SEI INVESTMENTS CO — Director's Dealing 2024
Mar 28, 2024
30575_dirs_2024-03-28_cb992041-bea5-4fd1-b4c4-e901a9221624.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2024-02-29
Reporting Person: KLAUDER PAUL (EXECUTIVE VICE PRESIDENT)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20752 | Direct |
| Common Stock | 14078 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $40.64 | 2024-12-09 | Common Stock (2000) | Direct | |
| Option to Purchase Common Stock | $53.34 | 2025-12-08 | Common Stock (7500) | Direct | |
| Option to Purchase Common Stock | $53.34 | 2025-12-08 | Common Stock (7500) | Direct | |
| Option to Purchase Common Stock | $49.63 | 2026-12-13 | Common Stock (12500) | Direct | |
| Option to Purchase Common Stock | $49.63 | 2026-12-13 | Common Stock (12500) | Direct | |
| Option to Purchase Common Stock | $71.12 | 2027-12-12 | Common Stock (25000) | Direct | |
| Option to Purchase Common Stock | $48.47 | 2028-12-11 | Common Stock (25000) | Direct | |
| Option to Purchase Common Stock | $64.43 | 2029-12-09 | Common Stock (20000) | Direct | |
| Option to Purchase Common Stock | $56.54 | 2030-12-08 | Common Stock (75000) | Direct | |
| Option to Purchase Common Stock | $60.46 | 2031-12-10 | Common Stock (25000) | Direct | |
| Option to Purchase Common Stock | $61.81 | 2032-12-05 | Common Stock (20000) | Direct | |
| Option to Purchase Common Stock | $62 | 2033-12-15 | Common Stock (20000) | Direct |
Footnotes
F1: Includes (i) 3,500 restricted stock units subject to vesting, received as employment compensation, and (ii) 11,845 shares purchased through the issuer's Employee Stock Purchase Plan.
F2: (a) Vested as to 50% of the shares on December 31, 2021; and (b) will vest as to 100% of the shares on December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.50 or more,
F3: (a) Vested as to 50% of the shares on December 31, 2021; and (b) will vest as to 100% of the shares on December 31 of the year in which the Company has adjusted earnings per share or EPS of $6.00 or more.
F4: (a) Vested as to 50% of the shares on December 31, 2022; and (b) will vest as to 100% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.35 or more, or December 31, 2024.
F5: Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.75 or more; and (b) as to 100% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $7.00 or more, or December 31, 2025.
F6: Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.00 or more, or December 31, 2024, and (b) as to 100% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $6.25 or more, or December 31, 2026.
F7: Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.25 or more, or December 31, 2025; and (b) as to 100% of the shares on December 31 of the year in which the Company has adjusted earnings per share or EPS of $7.10 or more, or December 31, 2027.