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SEI INVESTMENTS CO — Director's Dealing 2023
Oct 26, 2023
30575_dirs_2023-10-26_16f5495f-aa7f-44cd-84b6-bc9da14bbf55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2023-09-19
Reporting Person: MILLER STEPHANIE D. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-24 | Common Stock | A | 766 | — | Acquired | 766 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-24 | Option to Purchase Common Stock | $54.51 | A | 3750 | Acquired | 2033-10-24 | Common Stock (3750) | Direct |
| 2023-10-24 | Option to Purchase Common Stock | $54.51 | A | 3750 | Acquired | 2033-10-24 | Common Stock (3750) | Direct |
Footnotes
F1: Consists of Restricted Stock Units subject to vesting
F2: Received as compensation for Board service.
F3: Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4: Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.