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SEI INVESTMENTS CO — Director's Dealing 2023
Dec 19, 2023
30575_dirs_2023-12-19_daecc5be-9212-4bf3-ba55-9d8f1e62de1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2023-12-15
Reporting Person: Hicke Ryan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-15 | Common Stock | A | 30000 | — | Acquired | 137608.77 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-15 | Option to Purchase Common Stock | $62 | A | 50000 | Acquired | 2033-12-15 | Common Stock (50000) | Direct |
| 2023-12-15 | Option to Purchase Common Stock | $62 | A | 50000 | Acquired | 2033-12-15 | Common Stock (50000) | Direct |
Footnotes
F1: Restricted stock units subject to vesting.
F2: Received as employment compensation.
F3: Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4: Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.