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SEI INVESTMENTS CO — Director's Dealing 2023
Dec 19, 2023
30575_dirs_2023-12-19_20ce0a24-2bac-4acc-9b34-5377f2957f31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2023-12-15
Reporting Person: GUARINO CARL (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-15 | Common Stock | A | 1000 | — | Acquired | 11431 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-15 | Option to Purchase Common Stock | $62 | A | 4000 | Acquired | 2033-12-15 | Common Stock (4000) | Direct |
| 2023-12-15 | Option to Purchase Common Stock | $62 | A | 4000 | Acquired | 2033-12-15 | Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 400 | Indirect |
Footnotes
F1: Restricted stock units subject to vesting.
F2: Received as compensation for Board service.
F3: Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4: Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.