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SEI INVESTMENTS CO — Director's Dealing 2021
Mar 9, 2021
30575_dirs_2021-03-09_8bb119e2-f7cd-46c5-86b4-e8178880ee79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2020-11-30
Reporting Person: WITHROW WAYNE (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-30 | COMMON STOCK | G | 300 | — | Disposed | 40874 | Direct |
| 2020-12-07 | COMMON STOCK | G | 1805 | — | Disposed | 39069 | Direct |
| 2020-12-16 | COMMON STOCK | G | 90 | — | Disposed | 38979 | Direct |
| 2020-12-21 | COMMON STOCK | G | 180 | — | Disposed | 38799 | Direct |
| 2021-03-05 | STOCK OPTION (RIGHT TO PURCHASE) | M | 5000 | $15.77 | Acquired | 43799 | Direct |
| 2021-03-05 | COMMON STOCK | S | 5000 | $57.98 | Disposed | 38799 | Direct |
| 2021-03-08 | STOCK OPTION (RIGHT TO PURCHASE) | M | 5000 | $15.77 | Acquired | 43799 | Direct |
| 2021-03-08 | COMMON STOCK | S | 5000 | $59.19 | Disposed | 38799 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-05 | STOCK OPTION (RIGHT TO PURCHASE) | $15.77 | M | 5000 | Acquired | 2021-12-13 | STOCK OPTION (RIGHT TO PURCHASE) (5000) | Direct |
| 2021-03-08 | STOCK OPTION (RIGHT TO PURCHASE) | $15.77 | M | 5000 | Acquired | 2021-12-13 | STOCK OPTION (RIGHT TO PURCHASE) (5000) | Direct |
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