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SEI INVESTMENTS CO Director's Dealing 2019

Dec 16, 2019

30575_dirs_2019-12-16_ad0654f1-2244-43b3-8ac3-04aaeaea8e99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2019-12-12

Reporting Person: KLAUDER PAUL (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-12 STOCK OPTION (RIGHT TO PURCHASE) M 11250 $23.86 Acquired 31901 Direct
2019-12-12 STOCK OPTION (RIGHT TO PURCHASE) M 10000 $15.77 Acquired 41901 Direct
2019-12-12 COMMON STOCK S 11250 $65.4 Disposed 29841 Direct
2019-12-12 COMMON STOCK S 10000 $65.33 Disposed 19841 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-12 STOCK OPTION (RIGHT TO PURCHASE) $23.86 M 11250 Acquired 2020-12-14 STOCK OPTIONS RIGHT TO PURCHASE (11250) Direct
2019-12-12 STOCK OPTION (RIGHT TO PURCHASE) $15.77 M 10000 Acquired 2021-12-13 STOCK OPTIONS RIGHT TO PURCHASE (10000) Direct

Footnotes

F1: All shares are held in the ESPP and Issuer's SEI Capital Accumulation Plan 401(k)