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SEI INVESTMENTS CO — Director's Dealing 2019
Dec 16, 2019
30575_dirs_2019-12-16_ad0654f1-2244-43b3-8ac3-04aaeaea8e99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2019-12-12
Reporting Person: KLAUDER PAUL (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-12 | STOCK OPTION (RIGHT TO PURCHASE) | M | 11250 | $23.86 | Acquired | 31901 | Direct |
| 2019-12-12 | STOCK OPTION (RIGHT TO PURCHASE) | M | 10000 | $15.77 | Acquired | 41901 | Direct |
| 2019-12-12 | COMMON STOCK | S | 11250 | $65.4 | Disposed | 29841 | Direct |
| 2019-12-12 | COMMON STOCK | S | 10000 | $65.33 | Disposed | 19841 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-12 | STOCK OPTION (RIGHT TO PURCHASE) | $23.86 | M | 11250 | Acquired | 2020-12-14 | STOCK OPTIONS RIGHT TO PURCHASE (11250) | Direct |
| 2019-12-12 | STOCK OPTION (RIGHT TO PURCHASE) | $15.77 | M | 10000 | Acquired | 2021-12-13 | STOCK OPTIONS RIGHT TO PURCHASE (10000) | Direct |
Footnotes
F1: All shares are held in the ESPP and Issuer's SEI Capital Accumulation Plan 401(k)
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