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SEI INVESTMENTS CO — Director's Dealing 2018
Feb 28, 2018
30575_dirs_2018-02-28_13e7c70f-741e-444f-a62f-f01c95c05a6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2018-02-26
Reporting Person: ROMEO CARMEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-26 | STOCK OPTION (RIGHT TO PURCHASE) | M | 5000 | $15.77 | Acquired | 1600952 | Direct |
| 2018-02-26 | STOCK OPTION (RIGHT TO PURCHASE) | M | 5000 | $22.45 | Acquired | 1605952 | Direct |
| 2018-02-26 | COMMON STOCK | S | 10000 | $74.05 | Disposed | 1595952 | Direct |
| 2018-02-27 | STOCK OPTION (RIGHT TO PURCHASE) | M | 5000 | $23.86 | Acquired | 1605952 | Direct |
| 2018-02-27 | COMMON STOCK | S | 5000 | $74.42 | Disposed | 1595952 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-26 | STOCK OPTION (RIGHT TO PURCHASE) | $15.77 | M | 5000 | Acquired | 2021-12-13 | STOCK OPTION (RIGHT TO PURCHASE) (5000) | Direct |
| 2018-02-26 | STOCK OPTION (RIGHT TO PURCHASE) | $22.45 | M | 5000 | Acquired | 2022-12-11 | STOCK OPTION (RIGHT TO PURCHASE) (5000) | Direct |
| 2018-02-27 | STOCK OPTION (RIGHT TO PURCHASE) | $23.86 | M | 5000 | Acquired | 2020-12-14 | STOCK OPTION (RIGHT TO PURCHASE) (5000) | Direct |
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