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SEI INVESTMENTS CO — Director's Dealing 2017
May 10, 2017
30575_dirs_2017-05-10_7b849b4a-fd30-4f3c-8465-9272c20e6249.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2017-05-05
Reporting Person: ROMEO CARMEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-05 | STOCK OPTION (RIGHT TO PURCHASE) | M | 5000 | $23.86 | Acquired | 1600952 | Direct |
| 2017-05-05 | STOCK OPTION (RIGHT TO PURCHASE) | M | 5000 | $15.77 | Acquired | 1605952 | Direct |
| 2017-05-05 | STOCK OPTION (RIGHT TO PURCHASE) | M | 5000 | $22.45 | Acquired | 1610952 | Direct |
| 2017-05-05 | COMMON STOCK | S | 5000 | $51.2 | Disposed | 1605952 | Direct |
| 2017-05-05 | COMMON STOCK | S | 5000 | $51.3 | Disposed | 1600952 | Direct |
| 2017-05-05 | COMMON STOCK | S | 5000 | $51.4 | Disposed | 1595952 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-05 | STOCK OPTION (RIGHT TO PURCHASE) | $23.86 | M | 5000 | Acquired | 2017-12-14 | STOCK OPTION RIGHT TO PURCHASE) (5000) | Direct |
| 2017-05-05 | STOCK OPTION (RIGHT TO PURCHASE) | $15.77 | M | 5000 | Acquired | 2018-12-13 | STOCK OPTION (RIGHT TO PURCHASE) (5000) | Direct |
| 2017-05-05 | STOCK OPTION (RIGHT TO PURCHASE) | $22.45 | M | 5000 | Acquired | 2019-12-11 | STOCK OPTION (RIGHT TO PURCHASE) (5000) | Direct |
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