AI assistant
Sending…
SEI INVESTMENTS CO — Director's Dealing 2017
Nov 13, 2017
30575_dirs_2017-11-13_0356724c-7205-4a4d-ac7f-1869c78f6312.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2017-11-09
Reporting Person: Ujobai Joseph P (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | STOCK OPTION (RIGHT TO PURCHASE) | M | 17500 | $32.49 | Acquired | 30040 | Direct |
| 2017-11-09 | COMMON STOCK | S | 17500 | $64.46 | Disposed | 12540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-09 | STOCK OPTION (RIGHT TO PURCHASE) | $32.49 | M | 17500 | Acquired | 2017-12-10 | STOCK OPTION (RIGHT TO PURCHASE) (17500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 724.08 | Direct |
| COMMON STOCK | 28652 | Direct |
Footnotes
F1: Mr. Ujobai holds the 724.8 shares in the Employee Stock Purchase Plan.
F2: Mr. Ujobai holds 28,652 SEIC shares in the Company Stock Plan.
More from SEI INVESTMENTS CO
Regulatory Filings
2026
May 28
Regulatory Filings
2026
May 13
Major Shareholding Notification
2026
Apr 29
Interim / Quarterly Report
2026
Apr 27
Regulatory Filings
2026
Apr 22
Annual Report
2026
Apr 15
Proxy Solicitation & Information Statement
2026
Apr 15
Major Shareholding Notification
2026
Mar 27
Director's Dealing
2026
Mar 19
Regulatory Filings
2026
Mar 2