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SEI INVESTMENTS CO — Director's Dealing 2016
Feb 11, 2016
30575_dirs_2016-02-11_167826bd-e863-44e1-96ad-b0799db973de.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2016-02-01
Reporting Person: KLAUDER PAUL (EXECUTIVE VICE PRESIDENT)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 14129 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $14.62 | 2018-12-06 | COMMON STOCK (10000) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $17.65 | 2019-12-15 | COMMON STOCK (40000) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $23.86 | 2020-12-14 | COMMON STOCK (27500) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $15.77 | 2021-12-13 | COMMON STOCK (20000) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $22.45 | 2022-12-11 | COMMON STOCK (21000) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $33.76 | 2023-12-10 | COMMON STOCK (19000) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $40.64 | 2024-12-09 | COMMON STOCK (19000) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $53.34 | 2025-12-08 | COMMON STOCK (15000) | Direct | |
| STOCK OPTION (RIGHT TO BUY) | $39.15 | 2026-02-01 | COMMON STOCK (9000) | Direct |
Footnotes
F1: The option vests upon the earlier of the Issuer's attainment of specific levels of earnings per share or seven years from the date of the grant. The option will expire on the ten year anniversary of the date of the grant.
F2: Includes 8,340 shares held in SEI Employee Stock Purchase Plan and 5,879 shares held in SEI Capital Accumulation Plan (401K).
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