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SEI INVESTMENTS CO Director's Dealing 2016

Feb 11, 2016

30575_dirs_2016-02-11_167826bd-e863-44e1-96ad-b0799db973de.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2016-02-01

Reporting Person: KLAUDER PAUL (EXECUTIVE VICE PRESIDENT)

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK 14129 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
STOCK OPTION (RIGHT TO BUY) $14.62 2018-12-06 COMMON STOCK (10000) Direct
STOCK OPTION (RIGHT TO BUY) $17.65 2019-12-15 COMMON STOCK (40000) Direct
STOCK OPTION (RIGHT TO BUY) $23.86 2020-12-14 COMMON STOCK (27500) Direct
STOCK OPTION (RIGHT TO BUY) $15.77 2021-12-13 COMMON STOCK (20000) Direct
STOCK OPTION (RIGHT TO BUY) $22.45 2022-12-11 COMMON STOCK (21000) Direct
STOCK OPTION (RIGHT TO BUY) $33.76 2023-12-10 COMMON STOCK (19000) Direct
STOCK OPTION (RIGHT TO BUY) $40.64 2024-12-09 COMMON STOCK (19000) Direct
STOCK OPTION (RIGHT TO BUY) $53.34 2025-12-08 COMMON STOCK (15000) Direct
STOCK OPTION (RIGHT TO BUY) $39.15 2026-02-01 COMMON STOCK (9000) Direct

Footnotes

F1: The option vests upon the earlier of the Issuer's attainment of specific levels of earnings per share or seven years from the date of the grant. The option will expire on the ten year anniversary of the date of the grant.

F2: Includes 8,340 shares held in SEI Employee Stock Purchase Plan and 5,879 shares held in SEI Capital Accumulation Plan (401K).