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SEI INVESTMENTS CO — Director's Dealing 2016
Dec 14, 2016
30575_dirs_2016-12-14_76d7b9c5-c7cf-4106-b515-4ed3939b12a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2016-12-12
Reporting Person: DORAN WILLIAM (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-12 | STOCK OPTION (RIGHT TO PURCHASE) | M | 4000 | $49.37 | Acquired | 686015 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-12 | STOCK OPTION RIGHT TO PURCHASE | $49.37 | M | 4000 | Acquired | 2016-12-12 | STOCK OPTION RIGHT TO PURCHASE (4000) | Direct |
| 2016-12-13 | STOCK OPTION (RIGHT TO PURCHASE) | $49.63 | M | 10000 | Acquired | 2026-12-13 | STOCK OPTION (RIGHT TO PURCHASE) (10000) | Direct |
Footnotes
F1: COMPANY GRANT OF NON-QUALIFIED STOCK OPTIONS, - 50% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $2.40, 100% WILL VEST WHEN REPORTED, ADJUSTED EARNINGS PER SHARE EQUALS OR EXCEEDS $3.30.
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