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SEI INVESTMENTS CO — Director's Dealing 2014
Oct 9, 2014
30575_dirs_2014-10-09_9b597655-d462-49ec-a783-d156606df090.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2014-10-01
Reporting Person: GUARINO CARL (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 3073 | Direct |
| COMMON STOCK | 400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $36.16 | 2024-10-01 | COMMON STOCK (10000) | Direct |
Footnotes
F1: These options have a ten-year term. Fifty percent of these options vest on December 31 of the year in which SEI attains adjusted earnings per share of $2.00 or more, and the remaining fifty percent of these options vest on December 31 of the year in which SEI attains adjusted earnings per share of $2.85 or more (based upon audited financial statements of the Company and subject to certain adjustments relating to the option expense recorded by the Company under ASC718.
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