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SEI INVESTMENTS CO Director's Dealing 2014

Oct 9, 2014

30575_dirs_2014-10-09_9b597655-d462-49ec-a783-d156606df090.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2014-10-01

Reporting Person: GUARINO CARL (Director)

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK 3073 Direct
COMMON STOCK 400 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
STOCK OPTION (RIGHT TO PURCHASE) $36.16 2024-10-01 COMMON STOCK (10000) Direct

Footnotes

F1: These options have a ten-year term. Fifty percent of these options vest on December 31 of the year in which SEI attains adjusted earnings per share of $2.00 or more, and the remaining fifty percent of these options vest on December 31 of the year in which SEI attains adjusted earnings per share of $2.85 or more (based upon audited financial statements of the Company and subject to certain adjustments relating to the option expense recorded by the Company under ASC718.