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SEI INVESTMENTS CO — Director's Dealing 2014
Nov 20, 2014
30575_dirs_2014-11-20_b337a50b-8e2f-4f01-807b-c4a5daac6a2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEI INVESTMENTS CO (SEIC)
CIK: 0000350894
Period of Report: 2014-11-18
Reporting Person: ROMEO CARMEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-18 | STOCK OPTION (RIGHT TO PURCHASE) | M | 8000 | $21.55 | Acquired | 1559418 | Direct |
| 2014-11-18 | COMMON STOCK | S | 8000 | $39.25 | Disposed | 1551418 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-18 | STOCK OPTION (RIGHT TO PURCHASE) | $21.55 | M | 8000 | Acquired | 2014-12-14 | COMMON STOCK (8000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 120242 | Indirect |
| COMMON STOCK | 1238000 | Indirect |
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