Seer, Inc. — Director's Dealing 2020

Dec 4, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-03

Reporting Person: Farokhzad Omid (Director, CEO and Chair of the Board, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	279223	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Convertible Preferred Stock	$		Class A Common Stock (102915.0)		Indirect
Class B Common Stock	$		Class A Common Stock (2591124.0)		Indirect
Class B Common Stock	$		Class A Common Stock (2803737.0)		Indirect
Employee Stock Option (right to buy)	$0.05	2028-05-17	Class A Common Stock (520248.0)		Direct
Employee Stock Option (right to buy)	$2.7	2030-01-27	Class A Common Stock (915524.0)		Direct
Employee Stock Option (right to buy)	$3.47	2030-07-28	Class A Common Stock (532718.0)		Direct

Footnotes

F1: Each share of Series A Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.

F2: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

F3: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5: The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on March 23, 2019 and 1/48th of the shares vest monthly thereafter.

F6: The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vest on January 28, 2021 and 1/48th of the shares vest monthly thereafter.

F7: The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vest on July 28, 2021 and 1/48th of the shares vest monthly thereafter.