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Seer, Inc. — Director's Dealing 2020
Dec 9, 2020
34036_dirs_2020-12-08_46ae49dd-b66a-45e4-b55c-66f6c92336a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-08
Reporting Person: OSTADAN OMEAD (Director, President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-08 | Class A Common Stock | C | 87681 | — | Acquired | 87681 | Direct |
| 2020-12-08 | Class A Common Stock | A | 233672 | — | Acquired | 321353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-08 | Series A Convertible Preferred Stock | $ | C | 51457 | Disposed | Class A Common Stock (51457.0) | Direct | |
| 2020-12-08 | Series B Convertible Preferred Stock | $ | C | 36224 | Disposed | Class A Common Stock (36224.0) | Direct |
Footnotes
F1: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F2: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F3: The reported shares are represented by restricted stock units, or RSUs, which vest in two equal annual installments beginning on December 8, 2021.