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Seer, Inc. — Director's Dealing 2020
Dec 10, 2020
34036_dirs_2020-12-09_9215fa05-30c7-44c3-aad7-6c4cf5bfe37c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-08
Reporting Person: MCGUIRE TERRANCE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-08 | Class A Common Stock | C | 51457 | — | Acquired | 210982 | Indirect |
| 2020-12-08 | Class A Common Stock | P | 78947 | $19 | Acquired | 78947 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-08 | Series A Convertible Preferred Stock | $ | C | 51457 | Disposed | Class A Common Stock (51457.0) | Indirect |
Footnotes
F1: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock for no additional consideration and had no expiration date.
F2: The reported securities are held of record by Strong Bridge, LLC for which the Reporting Person serves as an operating manager.
F3: The reported securities are held of record by Polaris Founders Capital Fund I, L.P. ("PFCF I"). Polaris Founders Capital Management Co. I, L.L.C. ("PFCM"), is the general partner of PFCF I. The Reporting Person and Jonathan A. Flint ("Flint") are the managing members of PFCM. Each of the Reporting Person and Flint in their respective capacities with respect to PFCM may be deemed to have shared voting and dispositive power with respect to the shares held by PFCF I. Each of PFCM, Flint, and the Reporting Person disclaims beneficial ownership of securities held by PFCF I, and this report shall not be deemed an admission that the Reporting Person, Flint, or PFCM is the beneficial owner of these securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.