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Seer, Inc. — Director's Dealing 2020
Dec 10, 2020
34036_dirs_2020-12-10_fcb43ed9-90a1-46da-9aaa-e1880e5bd975.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-08
Reporting Person: aMoon 2 Fund Limited Partnership (10% Owner)
Reporting Person: Schindel Yair Chaim (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-08 | Class A Common Stock | C | 4121064 | — | Acquired | 4121064 | Direct |
| 2020-12-08 | Class A Common Stock | P | 100000 | $19 | Acquired | 4221064 | Direct |
| 2020-12-09 | Class A Common Stock | P | 726449 | $19 | Acquired | 4947513 | Direct |
| 2020-12-08 | Class A Common Stock | C | 912659 | — | Acquired | 912659 | Indirect |
| 2020-12-09 | Class A Common Stock | P | 63024 | $19 | Acquired | 975683 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-08 | Series D Convertible Preferred Stock | $ | C | 2875628 | Disposed | Class A Common Stock (2875628.0) | Direct | |
| 2020-12-08 | Series D-1 Convertible Preferred Stock | $ | C | 1245436 | Disposed | Class A Common Stock (1245436.0) | Direct | |
| 2020-12-08 | Series D Convertible Preferred Stock | $ | C | 787380 | Disposed | Class A Common Stock (787380.0) | Indirect | |
| 2020-12-08 | Series D-1 Convertible Preferred Stock | $ | C | 125279 | Disposed | Class A Common Stock (125279.0) | Indirect |
Footnotes
F1: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F2: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F3: The reported shares are held of record by aMoon 2 Fund, Limited Partnership ("aMoon 2 Fund"). aMoon 2 Fund G.P. Limited Partnership ("aMoon 2 Fund G.P.") is the sole General Partner of aMoon 2 Fund and aMoon General Partner Ltd. ("aMoon General Partner") is the sole General Partner of aMoon 2 Fund G.P. Dr. Yair Schindel is the sole shareholder of aMoon General Partner. By virtue of such relationships, aMoon 2 Fund G.P., aMoon General Partner and Dr. Schindel may be deemed to have shared voting and investment power with respect to the shares held of record by aMoon 2 Fund. Each of aMoon 2 Fund G.P., aMoon General Partner and Dr. Schindel disclaims beneficial ownership of the shares held by aMoon 2 Fund except to the extent of its or his pecuniary interest therein, if any.
F4: The reported shares are held of record by aMoon Co-Investment SPV I, L.P. ("aMoon Co-Investment"). aMoon 2 Fund G.P. is the sole General Partner of aMoon Co-Investment and aMoon General Partner is the sole General Partner of aMoon 2 Fund G.P. Dr. Schindel is the sole shareholder of aMoon General Partner. By virtue of such relationships, aMoon 2 Fund G.P., aMoon General Partner and Dr. Schindel may be deemed to have shared voting and investment power with respect to the shares held of record by aMoon Co-Investment. Each of aMoon 2 Fund G.P., aMoon General Partner and Dr. Schindel disclaims beneficial ownership of the shares held by aMoon Co-Investment except to the extent of its or his pecuniary interest therein, if any.