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Seer, Inc. Director's Dealing 2020

Dec 10, 2020

34036_dirs_2020-12-10_fcb43ed9-90a1-46da-9aaa-e1880e5bd975.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-08

Reporting Person: aMoon 2 Fund Limited Partnership (10% Owner)
Reporting Person: Schindel Yair Chaim (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-08 Class A Common Stock C 4121064 Acquired 4121064 Direct
2020-12-08 Class A Common Stock P 100000 $19 Acquired 4221064 Direct
2020-12-09 Class A Common Stock P 726449 $19 Acquired 4947513 Direct
2020-12-08 Class A Common Stock C 912659 Acquired 912659 Indirect
2020-12-09 Class A Common Stock P 63024 $19 Acquired 975683 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-08 Series D Convertible Preferred Stock $ C 2875628 Disposed Class A Common Stock (2875628.0) Direct
2020-12-08 Series D-1 Convertible Preferred Stock $ C 1245436 Disposed Class A Common Stock (1245436.0) Direct
2020-12-08 Series D Convertible Preferred Stock $ C 787380 Disposed Class A Common Stock (787380.0) Indirect
2020-12-08 Series D-1 Convertible Preferred Stock $ C 125279 Disposed Class A Common Stock (125279.0) Indirect

Footnotes

F1: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3: The reported shares are held of record by aMoon 2 Fund, Limited Partnership ("aMoon 2 Fund"). aMoon 2 Fund G.P. Limited Partnership ("aMoon 2 Fund G.P.") is the sole General Partner of aMoon 2 Fund and aMoon General Partner Ltd. ("aMoon General Partner") is the sole General Partner of aMoon 2 Fund G.P. Dr. Yair Schindel is the sole shareholder of aMoon General Partner. By virtue of such relationships, aMoon 2 Fund G.P., aMoon General Partner and Dr. Schindel may be deemed to have shared voting and investment power with respect to the shares held of record by aMoon 2 Fund. Each of aMoon 2 Fund G.P., aMoon General Partner and Dr. Schindel disclaims beneficial ownership of the shares held by aMoon 2 Fund except to the extent of its or his pecuniary interest therein, if any.

F4: The reported shares are held of record by aMoon Co-Investment SPV I, L.P. ("aMoon Co-Investment"). aMoon 2 Fund G.P. is the sole General Partner of aMoon Co-Investment and aMoon General Partner is the sole General Partner of aMoon 2 Fund G.P. Dr. Schindel is the sole shareholder of aMoon General Partner. By virtue of such relationships, aMoon 2 Fund G.P., aMoon General Partner and Dr. Schindel may be deemed to have shared voting and investment power with respect to the shares held of record by aMoon Co-Investment. Each of aMoon 2 Fund G.P., aMoon General Partner and Dr. Schindel disclaims beneficial ownership of the shares held by aMoon Co-Investment except to the extent of its or his pecuniary interest therein, if any.