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Seer, Inc. — Director's Dealing 2020
Dec 11, 2020
34036_dirs_2020-12-10_5ac9cd7b-0bf8-45cf-bc6f-cf489a4acc75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-08
Reporting Person: Farokhzad Omid (Director, CEO and Chair of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-08 | Class A Common Stock | C | 526315 | — | Acquired | 779230 | Indirect |
| 2020-12-08 | Class A Common Stock | S | 526315 | $19 | Disposed | 252915 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-08 | Class B Common Stock | $ | C | 526315 | Disposed | Class A Common Stock (526315.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 279223 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (2803737.0) | 2803737 | Indirect |
Footnotes
F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
F2: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.
F3: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.