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Seer, Inc. — Director's Dealing 2020
Dec 11, 2020
34036_dirs_2020-12-10_ff1ff897-6208-4e84-a754-483b84f6a29e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-08
Reporting Person: SINGER DAVID B (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-08 | Class A Common Stock | C | 3390559 | — | Acquired | 3390559 | Indirect |
| 2020-12-08 | Class A Common Stock | C | 1934954 | — | Acquired | 1934954 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-08 | Series A Convertible Preferred Stock | $ | C | 1280724 | Disposed | Class A Common Stock (1280724.0) | Indirect | |
| 2020-12-08 | Series B Convertible Preferred Stock | $ | C | 1275928 | Disposed | Class A Common Stock (1275928.0) | Indirect | |
| 2020-12-08 | Series C Convertible Preferred Stock | $ | C | 265434 | Disposed | Class A Common Stock (265434.0) | Indirect | |
| 2020-12-08 | Series D Convertible Preferred Stock | $ | C | 326269 | Disposed | Class A Common Stock (326269.0) | Indirect | |
| 2020-12-08 | Series D-1 Convertible Preferred Stock | $ | C | 242204 | Disposed | Class A Common Stock (242204.0) | Indirect | |
| 2020-12-08 | Series A Convertible Preferred Stock | $ | C | 777593 | Disposed | Class A Common Stock (777593.0) | Indirect | |
| 2020-12-08 | Series B Convertible Preferred Stock | $ | C | 700762 | Disposed | Class A Common Stock (700762.0) | Indirect | |
| 2020-12-08 | Series C Convertible Preferred Stock | $ | C | 145780 | Disposed | Class A Common Stock (145780.0) | Indirect | |
| 2020-12-08 | Series D Convertible Preferred Stock | $ | C | 179192 | Disposed | Class A Common Stock (179192.0) | Indirect | |
| 2020-12-08 | Series D-1 Convertible Preferred Stock | $ | C | 131627 | Disposed | Class A Common Stock (131627.0) | Indirect |
Footnotes
F1: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F2: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F3: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F4: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F5: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F6: The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As a Managing Partner of Maverick Ventures, the reporting person shares voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting person disclaims beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of his pecuniary interest therein.
F7: The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As a Managing Partner of Maverick Ventures, the reporting person shares voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting person disclaims beneficial ownership of the reported securities of the Issuer held of record by Maverick Advisors except to the extent of his pecuniary interest therein.