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Seer, Inc. Director's Dealing 2020

Dec 11, 2020

34036_dirs_2020-12-10_ff1ff897-6208-4e84-a754-483b84f6a29e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-08

Reporting Person: SINGER DAVID B (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-08 Class A Common Stock C 3390559 Acquired 3390559 Indirect
2020-12-08 Class A Common Stock C 1934954 Acquired 1934954 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-08 Series A Convertible Preferred Stock $ C 1280724 Disposed Class A Common Stock (1280724.0) Indirect
2020-12-08 Series B Convertible Preferred Stock $ C 1275928 Disposed Class A Common Stock (1275928.0) Indirect
2020-12-08 Series C Convertible Preferred Stock $ C 265434 Disposed Class A Common Stock (265434.0) Indirect
2020-12-08 Series D Convertible Preferred Stock $ C 326269 Disposed Class A Common Stock (326269.0) Indirect
2020-12-08 Series D-1 Convertible Preferred Stock $ C 242204 Disposed Class A Common Stock (242204.0) Indirect
2020-12-08 Series A Convertible Preferred Stock $ C 777593 Disposed Class A Common Stock (777593.0) Indirect
2020-12-08 Series B Convertible Preferred Stock $ C 700762 Disposed Class A Common Stock (700762.0) Indirect
2020-12-08 Series C Convertible Preferred Stock $ C 145780 Disposed Class A Common Stock (145780.0) Indirect
2020-12-08 Series D Convertible Preferred Stock $ C 179192 Disposed Class A Common Stock (179192.0) Indirect
2020-12-08 Series D-1 Convertible Preferred Stock $ C 131627 Disposed Class A Common Stock (131627.0) Indirect

Footnotes

F1: Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2: Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3: Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5: Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6: The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As a Managing Partner of Maverick Ventures, the reporting person shares voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting person disclaims beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of his pecuniary interest therein.

F7: The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As a Managing Partner of Maverick Ventures, the reporting person shares voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting person disclaims beneficial ownership of the reported securities of the Issuer held of record by Maverick Advisors except to the extent of his pecuniary interest therein.